Orenaiya Solomon Adewale 1
Journal of Education and Human Development
June 2014, Vol. 3, No. 2, pp. 607-617
ISSN: 2334-296X (Print), 2334-2978 (Online)
Copyright © The Author(s). 2014. All Rights Reserved.
Published by American Research Institute for Policy Development
Astract
Academic supervision and teachers’ classroom instruction are two instructional
activities which closely related with the intention of developing teachers to the
required higher level of instructional competencies. Research questions and
hypotheses were formulated to provide insight into the instructional improvement
level of classroom teachers by the effective monitoring by the vice-principal. The
role of vice-principal as instructional leaders is to influence the quality of secondary
school education. The teachers’ improvement level will be evaluated in mastery of
subject matter, teaching skills, and use of teaching resources. From the internal
academic supervision, there are three levels namely; the upper level (principals/viceprincipals), middle level (head of departments) and the lower level (subject
heads).From all indications, internal academic supervision is the sure best for
improving the present quality and also maintaining higher standards because of its
ease of access, cordial relationship to teachers for monitoring, correction and
entrenchment of ideas and innovations. The implication of this paper is to be
manifested in instructional practices which will facilitate students’ learning status to
improve to higher level of academic achievement which we all desired by all
stakeholders in education.
Keywords: Instructional improvement, secondary school teachers, effective
supervision, vice-principals and Nigeria
Introduction
The last ten to twelve years of educational performance and evaluation in
Ogun State, Nigeria had witnessed a drastic down trend in the academic performance
of secondary school students, dwindling image of teachers and academic and
economic values of secondary education in its entirety.
This could be due to a number of factors from the parents, students,
Governmenteducational policies, teachers highly accused, and Government’s agency
responsible for control, monitoring and supervision and economic recessio n and
political instability. The most influential and impacting to the existing status is the
supervision which hither to had been the sole responsibility of external supervisors
from the Governmental agencies such as inspectorate services of the ministry of
education and teaching service commission but their effects were not reflected in the
academic performance of students because of distance between them and teachers on
the field, thus vice principals are academically and professionally qualified to
effectively complement and further supervise classroom instruction for higher level
performance. An effective vice principal will develop teachers, while an effectiveness
in teaching will produce academically and economically good students that will be
useful to themselves, parents ,government and society at large.
Therefore, nature of academic supervision responsibility required from the
vice-principals is to focus on the process of overseeing what the teachers teach, the
medium of teaching, how the teaching is done and giving solutions to challenges. The
processes encompasses spending quite number of hours/periods on teachers’ content
of instruction, usage of teaching materials and demonstrate the expected practices that
will improve academic achievement of students in examinations. This is because the
most significant criteria or factor directly influencing the quality of the education a
child receives is the quality of his teacher.
The principals and vice-principals have tailored their daily activities in schools
to administrative supervision, leaving the academic supervision barely open to
external supervisors whose efforts have no continuity and constancy, thereby
academic achievements of students under the responsibility of teachers have continue
to be declining. This has provided escape route for external supervisors to declare that
they have played their own part, what is now left is for the teachers to do their own
part.
And to be practical, there is a wide gap between external supervisors and
teachers, which the vice principals can academically and professionally filled as
connectors and implementers between supervisors and teachers of which my paper
want to fill the missing gap. A question requiring answer is “where does the viceprincipal derive their positional role as instructional leader”?
The simple answer is that the teaching service ‘s teachers ‘manual of Ogun
State teaching service commission confers the position of principal as the
instructional leader, academic and administrative heads. It further states that the vice
principal is to assist principal in the day to day activities of the school and act in the
absence of the principal. The principal is the headteacher, instructionalsupervisor,
chief education officer, executor of instructional programme, teacher of teachers and
curriculum directorNakpodia( 2011)
Cawood&Gibbon (1990) opined academic supervision in terms of leadership
aims at renewal of objectives, professional growth and educational improvements
also; Gorton (1983) defined academic supervision as those activities engaged by
individual, groups whose main purpose is the improvement of person, group or
programme. I will end this introductory review with Beach&Reinhartz (2000) while
emphasizing that supervisors should be mentors and friends in relationships to
support teachers and provide support in a relaxed atmosphere for providing learning
environment in the classroom.
Therefore, the various elements or constructs in the definitions above such as
interactions,/relationship ,co-operative behaviours ,leaderships,mentors,support to
teachers and improvement which the vice-principals can and will fill adequately and
efficiently in this paper.Moreover,the content of this paper will focus on the following
areas of academic supervision on mastery of subject matter, usage of teaching
resources and teaching skills. The effectiveness of instructional supervision implies
that a desired effect will be observed to take place as an improvement in the teachers’
teaching process supervised by the vice-principals in secondary schools.
Objectives of the Paper
1.To improve the quality of secondary school education through regular instructional
supervision in the classroom.
2.To measure effectiveness of instructional supervision in relation to teachers level of
instruction.
3. To find out the contribution of the frequency of vice principals’ visitation to
classrooms for instructional monitoring.
4. To find out if there is a relationship between vice principals and teachers in
instructional improvement of secondary schools.
5. To ascertain if vice-principals have portfolio documents for professional growth
of teachers.
Statement of Problem
Since the last ten years of academic achievement results of secondary school
students released by the internal and external examination bodies in Ogun State,
Nigeria has not been impressive. This has generated negative comments and poor
evaluation on the part of teachers, educationinspectors, recruitment agency for
teachers and the government for not alive to their responsibility.
The state and federal government responded by conceiving and conceding to
re-organise the inspectorate department so that education inspectors/external
supervisors would be more effective in their duties to improve instructions in
secondary schools FGN(2006).
The irregularity and low frequency of visitation to schools by education
inspectors because of transportation challenges and low numbers of staff in their
department makes the problem unresolved thus form the platform to look inward
into the school site to find a connector who will continue from where external
supervisors stops and serve as a bridge between education inspectors and teachers
hence the reason underlying my resolve to conduct a study on the contributory role of
vice-principal in ensuring instructional improvement of teaching workforce in
secondary schools.
In addition to the above justification, is that the principals are surrounded
with administrative and social matters justified their less concentration on academics
but vice principals who sits endlessly in the office without any designated duties as
some principals exclude their vices or deputies from administrative duties support the
need for the principals to concede academic supervision to their vices while countersupervise or demand for daily or weekly report of instructional duties in the schools.
Instructional supervision is less monitored or not done at all in secondary schools
because the external supervisors such as the education inspectors, zonal secretaries are
not impacting positively over long period of time because their periods of visitations
is low or extremely scanty.
In addition, the quality of supervision may be doubtful because most external
supervisors are highly deficient in most subject mastery an d professional competence,
thus there is no guarantee for increased performance of teachers. This is in support of
Ogunlabi (2008).
Among other reasons for improving instruction in schools is that large
percentages of teaching workforce in most states in Nigeria are not professionally
certified unlike in the developed countries where no one can teach in secondary
schools except you are academically and professionally certified, as such there is
another opportunity to learn required teaching methodology while on the job.
Most importantly, there is a missing gap in the implementation of policies,
practices and instructional innovations between external supervisors and teachers as
such vice principals would play a complimentary role to ensure effectiveness of best
practices in the secondary school system.
Research Questions
This paper would attempt to provide answers to the following;
1. How is instructional supervision carried out in secondary schools in Ogun State,
Nigeria?
2. How is effective supervision going to be carried out in secondary schools?
3. To what extent does vice principals monitoring/supervision of classroom
teachers’ instruction influencestudents’ performance?
4. How should we improve instructional supervision by vice principals in
secondary schools?
Significance of the Study
1. To ensure accountability and increased level of teachers instructions in the
secondary school.
2. To encourage frequency of instructional supervision at the classroom level.
3. For achieving increased level of students’ academic performance in school.
4. To establish co-operative attitudes in teachers toward academic supervision.
5. To achieve educational effectiveness and quality improvement.
Theoretical Construct: Theory of Student-Centred Accountability and
Connection
A theory developed by Marzano (2003)and improved upon by Reeves (
2004).The focus of this theory is emphasized on instructional leaders, instruction and
students in order to improve teaching and learning processes. For fuller
understanding of instructional supervision by supervisors, certain factors fundamental
for coverage by this theory are instructional leaders, frequency of supervision,
teachingskills, mastery of subject matter, curriculum, andinstruction. Accountability of
student centered learning cannot be achieved if there has not been effective input
from teachers, and for the students centered to improve vice supervisors must visits
classroom daily or regularly through observation and recognition of best practices.
Content
A supervisor is a person engaged in conducting instructional monitoring or
supervision. Those persons are education inspectors, zonalsecretaries, principals, vice
principals, head of staff, head of departments, subjectheads, form cocoordinators/class co-ordinators.The concept of instructional supervision is a
classroom based supervision conducted by external and internal supervision for the
purpose of provision of guidance, support and continuous evaluation of teachers for
improvement in teaching and learning process and profe ssional development through
collegial approach.(Beach&Reinhartz;2000 &Tyagi,2010).
Fullan(2007) stated why there is no effectiveness in supervision of instruction
in classrooms is because principals and vice principals spend most school time in their
offices managing facilities, resolving students’ indiscipline, purchase of office and
facilities materials thereby devoting less time or no time to instructional matters.
In a related development, Bloom et al(2003) echoed that principals and team
of supervisors who receives coaching are more engaged in instructional leadership,
spends more time on instructional issues, addressing those issues than those without
any knowledge of coaching.
UNESCO (2007)&WORLD BANK,(2011),reported that there is a growing
conviction that empowerment of school-site supervision can make school respond to
needs of students. The monitoring of teachers is a guarantee for better qualities which
is possible with co-operation between principals, and teachers including the vice
principals. This author is of the view that with vice principals always available in
classroom monitoring will ensure teachers ‘ usage of instructional time, check pupils
books, give classwork and assignments which automatically discourages perpentual
absentees and late comers.
The scope of the content of this paper will cover mastery of subject matter,
teaching materials and teaching skills which the vice principals will execute properly to
ensure increase level in academic achievement in secondary schools.
Mastery Of Subject Matter
Kimberly (2009) stated that teachers must have sufficient knowledge in their
areas of study. Therefore, effectiveness of teaching and learning can best be measured
by teachers’ level of teachers’ capability in subject mastery which have direct impact
and a good predictor of students learning. In like manner, Adegbile&Adeyemi (2008)
confirmed that usage of highly knowledgeable in his area of specialization in low
performance students will eventually be rewarding. Competency in subject
matter/content in association with teaching skills, while teacher-student relationship
are connecting variables that can improve academic achievement of secondary school
students.
Teaching Resources
Instructional resources or teaching resources are instructional materials for
conveying essential knowledge and skill of subject in school curriculum. Teaching
resources suitable and available for use in secondary school’s instructional process are
books, workbooks, computer software, maps, wall charts, flip charts and academic
libraries. In a research carried out by Popoola (1990) investigated the effects of
instructional materials on the academic achievement of students in some secondary
schools. He compared the West African Examinations Council results fo r five years
and compares d achievement of students in schools with inadequate teaching
resources and found a significant difference in the achievement of the two sets of
students.
The vice principals have a significant role to monitor usage and records of
teaching resources in a pool or in school stores from school’s purchase or produce
teaching aids and shared among teachers for use in the classrooms. Every school
should keep an inventory of available teaching aids by quantity and conditions for use.
The teaching aids inventory should be able to show frequency usage of each resource
on a weekly basis. It must be emphasized that teaching and learning materials are
determinant of quality of education, thus it is essential for quality teaching materials to
be made available to teachers and students in adequate quantity to support teaching
and learning processes.
Teaching Skills
Reigner(2000)&Berry,B.(2011) reiterates that teachers needs to be
curious,imaginative,interesting,friendly and hard working in order to be effective in
the classroom, thereby creating a learning environment that results in enhancing
learners disposition. Interesting teachers keep students alive, attentive and focused based to hear and learn more from classroom instruction.
The nature of effective teaching skills is that the teacher should renew and
innovate, and enlighten the minds of students so that linkage can be established
between past, present and build positive hope by preparing them to build meaningful
knowledge for correct application.
An effective teacher realize that students learn in a diverse ways hence, a
skilled teacher should adjust lessons to reach all students, responding to multiples of
learning in classroom in addition to usage of remediation and enhancement,
responding to students need and getting students actively engaged in the lesson will
increase rate of retention and reproduction .Therefore, effective teaching skills are
essential to successful school outcomes resulting from instructional supervision by
vice principals.
Researches and experiences had revealed that teachers’ actions in their
classroom especially teaching skills have twice impact on students’ achievement as do
school policies regarding curriculum, assessment, staff collegiality and community
involvement Marzano (2003).
Challenges
1. The vice principal knowledge on the new instructional practices gained from
attending conferences, seminars and training of external supervisors may be
limiting.
2. Overburden of vice principals with some administrative duties of conducting
examination, carrying out special duties as it is mandatory for vice principals to
carry out instructions from the principals as his role is that of assistants.
4. There may not be absolute authority given to vice principals to back-up the
academic responsibility in order to deal with erring teachers and ensure realization
of goals and objectives of teaching.
5. There may be possibility of clash of interest of power between principals to
absolutely hand over academic tasks to vice principals with power and authority as
some teachers might play themselves in-between the two power personality of
administering the school effectively.
6.. The vice principals’ overzealousness for absolute power and decisions regarding
instructional monitoring.
Conclusions
Teachers’ effectiveness in classroom instruction in evaluated with their
mastery of subject matter, teaching resources, teaching skills and school records have
impacts on learners’ academic achievement.
This is in agreement with Campbell,J.M.(2004) that teachers’ level of
instruction arising from instructional supervision under the office of vice principals
will ensure effectiveness resulting in improved academic achievement of students in
the secondary schools in Ogun State, Nigeria.
Recommendations and Suggestions
1.vice principals should co-opt the most senior members of staff/head of staff as
workload shared is half-solved to avoid stress and excess burdens ,this will be a
breeding ground for excellence and continuation of good value. More so that
most senior members of staff will soon be assigned vice principal-ship
position/duty –post.
2. Vice-principals should be given one or two periods per week in a lower class to
serve as good role models so that instructions will b e matched with
action/activity.
3.Training should be given to vice principals on the nature, process, roles and
limitations of academic responsibility in relation to principals(superior boss) and
external supervisors from ministry of education, teaching service commission(
regulating and supervising agencies).This can be a good avenue to deploy
experienced supervisors on ad-hoc(short) and permanent position and use vice
principals as resource-persons as those who performs such job are less ranked and
equipped with fewer experiences on instructional level of teachers.
4.Vice principals can occasionally be part of supervision or inspection team as
observer to further learn the rudiments of measuring scales and check-list for
application in their various schools to ensure effective connection between external
supervisors and teachers for effectiveness in academic activities for productiveness
towards students in secondary schools/secondary education.
5.Let there be a policy in place to deploy experienced vice principals to the
inspectorate department of the ministry of education to give required experiences
to new and inexperienced education inspectors for stability and quality
effectiveness of instructional supervision in schools.
6.There should be a policy statement for the vice principals to be given constitutional
duties in the school with authority for effectiveness of work assigned and to also
give good image to the office of vice principal.
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Senin, 16 November 2015
Minggu, 01 November 2015
Leader Emergence Through Interpersonal Neural Synchronization Jing Jiang
Jing Jiang (蒋静)a,b,c,d, Chuansheng Chen (陈传升)e, Bohan Dai (代博涵)a,b,f,g, Guang Shi (时光)a,b, Guosheng Ding (丁国盛)a,b, Li Liu (刘丽)a,b, and Chunming Lu (卢春明)a,b,1
a) State Key Laboratory of Cognitive Neuroscience and Learning and IDG/McGovern Institute for Brain Research, Beijing Normal University, Beijing 100875,
China;
b) Center for Collaboration and Innovation in Brain and Learning Sciences, Beijing Normal University, Beijing 100875, China;
c) Berlin School of Mind and Brain, Humboldt University, 10117 Berlin, Germany;
d) Max Planck Institute for Human Cognitive and Brain Sciences, 04103 Leipzig, Germany;
e) Department of Psychology and Social Behavior, University of California, Irvine, CA 92697;
f) Max Planck Institute for Psycholinguistics, Nijmegen 6500 AH, The Netherlands; and
g) International Max Planck Research School for Language Sciences, Nijmegen 6500 AH, The Netherlands
Edited by Susan T. Fiske, Princeton University, Princeton, NJ, and approved March 2, 2015 (received for review December 1, 2014)
The neural mechanism of leader emergence is not well understood. This study investigated (i) whether interpersonal neural
synchronization (INS) plays an important role in leader emergence,
and (ii) whether INS and leader emergence are associated with the
frequency or the quality of communications. Eleven three-member
groups were asked to perform a leaderless group discussion (LGD)
task, and their brain activities were recorded via functional near
infrared spectroscopy (fNIRS)-based hyperscanning. Video recordings of the discussions were coded for leadership and communication. Results showed that the INS for the leader–follower (LF)
pairs was higher than that for the follower–follower (FF) pairs in
the left temporo-parietal junction (TPJ), an area important for social mentalizing. Although communication frequency was higher
for the LF pairs than for the FF pairs, the frequency of leaderinitiated and follower-initiated communication did not differ significantly. Moreover, INS for the LF pairs was significantly higher
during leader-initiated communication than during follower-initiated
communications. In addition, INS for the LF pairs during leaderinitiated communication was significantly correlated with the
leaders’ communication skills and competence, but not their communication frequency. Finally, leadership could be successfully
predicted based on INS as well as communication frequency early
during the LGD (before half a minute into the task). In sum, this
study found that leader emergence was characterized by highlevel neural synchronization between the leader and followers
and that the quality, rather than the frequency, of communications was associated with synchronization. These results suggest
that leaders emerge because they are able to say the right things
at the right time.
leader emergence
|neural synchronization|
babble hypothesis|
quality of communication|
communication skill
L
eadership is a ubiquitous feature of all social species, including
human and nonhuman animals (1, 2). However, the neural
mechanism of leader emergence is still not well-understood.
Evolutionary theories suggest that, whereas both human and
nonhuman animals have evolved tendencies to compete for
dominance over access to survival-related resources (3–5), human leaders also play an important role in maintaining group
cohesion (6). Thus, human leaders need to take into account
not only their own needs but also the needs of their followers
to facilitate cooperation among group members (7–9). Interestingly, recent imaging evidence indicates that the neural activities
of two individuals are more synchronized when they perform
a cooperative rather than a competitive task (10). Moreover,
the level of interpersonal neural synchronization (INS) is closely
associated with the level of understanding between partners (11). It
is unknown, however, whether INS is involved in leader emergence.
Previous evidence has shown that communication plays an
important role in the increase of INS (12). However, the role
of communication in leader emergence has been extensively
debated. On the one hand, the so-called“babble”hypothesis
postulates that the most talkative member of a group often
becomes the group’s leader (13, 14). Indeed, there is evidence
that the frequency of communication (regardless of its usefulness) is a better predictor of leader emergence than other factors
such as the quality of communication (15). It is suggested that
communication frequency is probably one of the main factors
that increase the probability for initiating group action (16).
On the other hand, various recent studies have suggested that
the quality of communication is a more important predictor of
leader emergence than is the frequency of communication (17–
20). Consistent with this“quality-of-communication”hypothesis,
evidence shows that the frequency of communication has no
real effect on leader emergence (20). Although the frequency of
communication boosts leadership ratings, it does so only when
the content is of high quality (17). Furthermore, in task-oriented
groups, the quality rather than the quantity of communication is
a better predictor of leader emergence (18, 19). Research has
also suggested that high-quality communication tends to involve
a high level of mentalizing: i.e., the ability to read social situations and to alter one’s own behavior to fit in and act appropriately (21). Indeed, communication skills have been considered
to be an important part of leader competence in modern societies (22). It is likely that leaders emerge when they possess tactful
communication skills and competence: i.e., being able to say the
right things at the right time.
Research is needed to investigate how communications are
related to INS, which in turn may be related to leader emergence. Considering the interactive nature of leader emergence,
Significance
Great leaders are often great communicators. However, little is
known about the neural basis of leader–follower communication. Only recently have neuroscientists been able to examine
interpersonal neural synchronization (INS) between leaders
and followers during social interactions. Here, we show that
INS is significantly higher between leaders and followers than
between followers and followers, suggesting that leaders
emerge by synchronizing their brain activity with that of the
followers. Moreover, the quality rather than frequency of the
leaders’ communications makes a significant contribution to
theincreaseofINS.Thisresultsupportsthe“quality of communication” hypothesis in leader emergence. Finally, our results
show that leadership can be predicted shortly after the onset
of a task based on INS as well as communication behaviors.
Author contributions: J.J., C.C., G.D., L.L., and C.L. designed research; J.J., B.D., and G.S.
performed research; J.J., C.C., B.D., G.S., and C.L. analyzed data; and J.J., C.C., and C.L.
wrote the paper.
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
1
To whom correspondence should be addressed. Email: luchunming@bnu.edu.cn.
This article contains supporting information online atwww.pnas.org/lookup/suppl/doi:10.
1073/pnas.1422930112/-/DCSupplemental.
4274–4279 | PNAS | April 7, 2015 | vol. 112 | no. 14 www.pnas.org/cgi/doi/10.1073/pnas.1422930112
it is imperative to adopt the “second-person approach”:i.e.,
measuring two or more persons’ brain activities simultaneously
(23). This approach is also termed “hyperscanning” and has
proven to be promising in the field of social neuroscience (23–25).
By using an EEG-based hyperscanning approach, recent evidence
showed that, during guitar playing, the a priori-assigned leaders
showed higher levels of delta-phase locking than did the followers
and that INS from the leaders to the followers was stronger than
that from the followers to the leaders (26, 27). Evidence further
showed implicit synchronization of both body movements and
neural activity between a priori-assigned leaders and followers
during social interactions (28). However, previous hyperscanning
studies did not examine the neural mechanism of leader–follower
(LF) communications and did not compare the INS between the
LF and the follower–follower (FF) pairs. Thus, it is still unknown
whether and how INS is involved in leader emergence. In addition,
EEG is sensitive to motor artifacts and suffers from poor spatial
resolution. In contrast, functional near infrared spectroscopy
(fNIRS) is more tolerant of movements and is able to measure
local hemodynamic effect. These advantages make it particularly
suitable for testing the role of communication in leader emergence
in a realistic situation.
This study examined whether and how INS was involved in
leader emergence by using the fNIRS-based hyperscanning
approach. During the experiment, three-person groups were
recruited to perform a leaderless group discussion (LGD) task.
This task has been used successfully in many studies to induce
a discussion-oriented, problem-solving situation (19). INS of neural
activity was computed. It was hypothesized that INS of the LF pairs
would be higher than that of the FF pairs. Based on the babble
hypothesis, it was expected that (i) leaders would initiate more
communications than the followers and (ii) the increased INS
for the LF pairs would be mainly due to the emerging leaders’
communication frequency and would occur in language-related
brain areas. Alternatively, based on the quality-of-communication hypothesis, leaders would not initiate more communications
than the followers, and INS for the LF pairs would be associated
with the emerging leaders’ communication skills and competence, rather than the frequency, and would occur in brain areas
associated with social mentalizing. Finally, using a Fisher linear
discrimination analysis, we investigated how early during the
LGD session the INS data and communication behaviors could
predict the emergence of leaders.
Results
Interpersonal Neural Synchronization. The experimental setup is
illustrated in Fig. 1A. For each session, three participants sat
face-to-face in a triangle and were given a topic for an LGD
(see Materials and Methodsfor details). Their brain activities
were simultaneously recorded with an fNIRS system (Fig. 1B).
The discussion was video-taped and coded by independent
judges for leadership, communication skills and competence,
initiation of communications, and frequencies of verbal and
nonverbal communications.
For the LF pairs, a significant INS increase compared with
the resting-state condition was identified at channel 6 (CH6),
which roughly covered the left temporo-parietal junction (TPJ)
[t
(10) =4.62,P=0.001, false discovery rate (FDR) correction]
(Fig. 1C). No INS increase was found for any channel of the FF
pairs (Fig. 1D). Group differences between the LF and FF pairs
were significant for CH6 (t
(20)=3.51,P=0.002), but not for any
other CHs.
To validate that the above results could not have been obtained
by chance, we assessed the likelihood of obtaining significant INS increases for any random pairings of the participants.
Specifically, we reanalyzed the data after randomizing the LF
pairing both within and between discussion groups. The first was
the within-group permutation: Each of the two followers was
assigned to be the“leader”and the INS data were reanalyzed.
The second approach was the between-group permutation: All
33 participants were randomly assigned to 11 three-member
groups, and the INS analysis was then reconducted. This permutation was conducted 1,000 times. Both approaches showed
no significant INS increases for any CHs. Fig. 1EandFandG
andHshows the results of typical within- and between-group
validation analyses, respectively. Complete results for CH6 from
1,000 permutations of between-group validation analyses are
shown inFig. S1. These results suggested that the significant INS
increase in the left TPJ was specific to the particular LF relationship in the LGD context.
Who Synchronized with Whom?Granger causality analysis (GCA)
was conducted on the time series of CH6 to determine whether
it was the leader who synchronized with the followers or whether
it was the other way around. One-sample t tests on the pairwiseconditional causalities showed that the mean causalities of both
directions were significantly higher than zero: from the leaders to
the followers (t
(10)=10.001,P<0 .001="" and="" br="" followers="" from="" the="" to="">the leaders (t
(10)=7.272,P<0 .001="" br="" however="" test="" two-samplet="">showed that the mean causality from the leaders to the followers
was significantly higher than that from the followers to the
leaders (t
(10)=2.177,P=0.027). These results indicated a more
important role of the leaders than the followers in the INS increase in the LF pairs at CH6.
Communication Behaviors and INS. Both verbal and nonverbal
communication frequencies were significantly higher for the LF
pairs than for the FF pairs: (t
(20) =3.873,P=0.001) for verbal
and (t
(20)=4.565,P<0 .001="" br="" communications="" for="" ig.="" nonverbal="">2A). However, the leaders did not differ significantly from the
followers in the frequency of communication initiation (t
(10) =
−1.602,P=0.125). To investigate whether the role of leaders in
communication initiation might have changed as the discussion
progressed, the initiation data were reanalyzed by the first and
the second halves of the LGD session. Still, no differences were
found between the LF and FF pairs: (t
(10) =−0.433,P=0.674)
Fig. 1. Experimental procedure and the increase of interpersonal neural
synchronization (INS). (A) For each group, three persons sat in a triangle.
Two cameras were placed in opposite positions. The figure shows two sample
frames from the cameras in the opposite directions. Participants were asked to
discuss a topic for 5 min and then to choose a leader to report their conclusion.
(B) The optode probe set was placed on the left frontal, temporal, and parietal
cortices. T3 corresponds to a position in the international 10–20 system.
(CandD) Shown are tmaps for results of the original pairs (i.e., real data).
(EandF) Shown aretmaps for the permutation results of pairs with a follower
from the same group randomly assigned as the leader. (GandH) Shown aret
maps for the permutation results of randomized pairs from across groups. [C,E,
andGaretmaps for averaged leader–follower (LF) pairs;D,F,andHaretmaps
for the follower–follower (FF) pairs.]
Jiang et al. PNAS | April 7, 2015 | vol. 112 | no. 14 | 4275
PSYCHOLOGICAL AND
COGNITIVE SCIENCES
for the first half and (t
(10) =−0.858,P=0.411) for the second
half of the LGD session (Fig. 2B). These results suggested that,
although communication frequency was higher for the LF pairs
than for the FF pairs, leaders and followers contributed equally
throughout the LGD session.
We next examined INS that accompanied different types of
communications (verbal, nonverbal, and no communications).
For the LF pairs, INS during verbal communications (INS-V)
differed significantly from both INS during nonverbal communication (INS-NV) (t
(10) =2.951,P=0.015) and INS when no
communications occurred (INS-NC) (t
(10)=2.758,P=0.02) (Fig.
2C). Fig. 3 shows the correspondence between INS (coherence
value) and video frame for a typical LF pair at CH6. No significant results were found for the FF pairs. Group difference in
INS-V between the LF and FF pairs was also significant (t
(20) =
3.178,P=0.005). No significant group differences were found
for INS-NV (t
(20)=−0.24,P=0.813) and INS-NC (t
(20)=0.982,
P=0.338). These results indicated that the INS difference was
specific for verbal communication between the leaders and
the followers.
In terms of the role of communication initiation, leaderinitiated communications induced a higher level of INS than the
ones initiated by the followers (t
(20)=2.176,P=0.042) (Fig. 2D).
This result suggested that leader-initiated communications were
likely to be of higher quality (and thus led to increased INS).
This conjecture was further supported by two other results. First,
leaders’ communication skills and competence were more highly
rated (M=25.279, SD=0.800) than those of the followers (M=
22.020, SD=1.112) (t
(20) =7.894,P<0 .001="" 2e="" br="" ig.="" second="">there was a significant correlation between INS during leaderinitiated communications and judge-rated leaders’ communication skills and competence (r=0.697,P=0.017) (Fig. 2F). The
correlation between INS during leader-initiated communications
and the leaders’ initiation frequency was not significant (r =
0.247,P=0.465). This difference in correlation coefficients was
in favor of the quality-of-communication hypothesis over the
babble hypothesis although a larger sample of leaders would be
needed to allow for a statistical test of the difference.
Prediction of Leadership.To investigate how early the leaders
emerged during the LGD, Fisher linear discrimination analyses
were conducted. Fig. 4Ashows the time course of the prediction
accuracy in the discriminant analysis based on the INS data,
which differentiated the LF pairs from the FF pairs. The analysis
included three indexes: sensitivity (percentage of LF pairs correctly predicted, red line), specificity (percentage of FF pairs
correctly predicted, blue line), and the generalization rate of
accuracy (overall proportions of LF and FF pairs correctly predicted, green line). A moving-window analysis (window size=9s)
revealed that the prediction accuracy was sporadic during the
initial period, but the prediction accuracy of all three indexes was
stably higher than the chance level starting at 23 s (P<0 .05="" br="">corrected by FDR) [see the purple section above the chancelevel (0.50) line in Fig. 4A)]. A similar discriminant analysis was
conducted based on the communication frequency (Fig. 4B). The
results showed that the prediction accuracy of all three indexes
was stably higher than the chance level starting at 29 s (P<0 .05="" br="">corrected by FDR) (see the purple section above the chancelevel line in Fig. 4B). In sum, the INS and communication frequency data were able to discriminate the leaders from the followers less than half a minute into the LGD task.
Discussion
This study used an fNIRS-based hyperscanning approach to test
the hypothesis that INS was involved in leader emergence. The
results demonstrated that INS increased from the baseline more
significantly for the LF pairs than for the FF pairs. Further
analysis revealed that, although the communication initiation
frequency of leaders and followers did not differ significantly,
leader-initiated communication induced greater INS than did
follower-initiated communication. The INS increase during leaderinitiated communications was also associated with leaders’
communication skills and competence. These results suggest that
quality rather than quantity (or frequency) of communication is
more important in leader emergence. These results are discussed
sequentially below.
First, results of this study confirmed our hypothesis that the
LF relationship in the LGD context would be characterized by
a high level of INS. We derived our hypothesis from integrating
Fig. 2. (A) Verbal and nonverbal communication frequencies during the
task. The averaged frequency of the two leader–follower (LF) pairs (black)
was higher than the frequency of the follower–follower (FF) pairs (white).
(B) There were no significant differences in leader-initiated (L→F) vs. follower-initiated (F→L) verbal communications. (C) LF pairs’ INS during verbal
communication (INS-V) was higher than INS for all other situations. NC, no
communication occurred; NV, nonverbal communication; V, verbal communication. (D) INS during leader-initiated communication was higher than
that during follower-initiated communication. (E) Leaders’ communication
skills and competence were more highly rated than those of the followers.
(F) INS during leader-initiated communication was positively associated with
ratings of communication skills and competence (Upper), but not with
leader-initiated communication frequency (Lower). *P<0 .05.="" br="">Fig. 3. The correspondence between INS at CH6 and coded communication
behaviors. (A) A time course of INS for one randomly selected LF pair. (B)The
corresponding communication behaviors coded from video frames. Blue
points, follower-initiated verbal communications; green points, nonverbal
communications; red points, leader-initiated verbal communications. The
sections of the line without color points represent no communications. The
numbers 1, 2, and 3 inAhighlight time points that correspond to videoframe examples inB.
4276 | www.pnas.org/cgi/doi/10.1073/pnas.1422930112 Jiang et al.
recent imaging evidence that cooperation between persons led to
a high level of INS (10, 28) with recent perspectives about human
leaders’ role as the coordinators who help their groups to solve
various tasks, including resource sharing and decision making
(9, 29). According to the service-for-prestige theory of leadership
(9), human leaders and followers are involved in reciprocal exchange: Leaders may incur costs to provide followers with public
goods, and, in return, followers incur costs to provide leaders
with prestige, particularly in a relatively small group. We interpret
the higher INS for the LF pairs as a reflection of their closer
cooperation and social exchange.
Second, we found that the level of INS was increased specifically during verbal communications between the leaders and
followers, not during nonverbal or no communications, nor for
any type of communications involving the FF pairs. This result
was consistent with previous studies showing that verbal communication was one of the main factors that affected leader
emergence (13, 17–19). The present results further suggest that
verbal communication affects leader emergence by modulating
the neural synchronization. Because of the importance of verbal
communications in INS, this particular route of leader emergence
may be specific to humans (e.g., the service-for-prestige theory) (9).
Nonhuman animals typically establish leadership via dominance
(e.g., displays of physical strength), so it would be interesting to
investigate whether they also show INS.
Third, although the leaders and followers contributed equal
numbers of communications, leader-initiated verbal communications were found to lead to higher INS than did followerinitiated ones. Moreover, the GCA results showed that INS was
bidirectional but was significantly stronger from the leaders to
the followers than the other direction. These results suggested
that dynamic social interactions played an important role in
leader emergence. Indeed, as Schilbach et al. (23) suggested,
dynamic social interaction is a key constituent of grasping the
minds of others. An action by an“initiator”may lead to closer
monitoring of the outcome of the interaction, including the
responses by other individuals (23). In our study, the leaders initiated the communications, monitored the followers’ responses,
and closely synchronized their brain activities with those of the
followers. This speculation was further supported by the significant correlation between communication skills and competence
and INS. It seems that a leader is someone who would say the
right things at the right time to increase neural synchronization with the followers.
Fourth, the increased INS for the LF pairs was found in the
left TPJ, but not in the language area [i.e., left inferior frontal
cortex (IFC)]. This result was consistent with previous evidence
that high quality of communication is associated with high-level
mentalizing (21), which was partly subserved by the left TPJ.
Specifically, previous evidence has shown that interpersonal coordination or communication is facilitated by the mutual abilities
to predict each other’s subsequent action (i.e., high-level mentalizing) (30). Researchers have debated about which specific
parts of the left or right TPJ or both are involved in mentalizing
and understanding and reasoning about the beliefs and intentions of others (31–33). In one study, a lesion in the left TPJ was
found to affect the representations of someone else’s beliefs
(33). In another study, the posterior part of the right TPJ and the
parietal cortex were found to be involved in social cognition and
memory retrieval whereas the anterior part of the right TPJ as
well as the motor cortex and insula were involved in attention
(32). Although the poor spatial resolution of fNIRS did not allow
us to precisely locate the position of the INS increase, the most
likely area would be the posterior part of the left TPJ (for highlevel mentalizing) because no motor cortex was involved in
this study.
Finally, discriminant analyses showed that, shortly after the
start of the LGD task, the INS data and communication
behaviors could successfully distinguish the LF from the FF
pairs. These results further supported the quality-of-communication hypothesis by suggesting that the communication
frequency matters when the quality is of high level (17). These
results also confirmed previous findings (26–28, 34) that
neural activity (as well as interactive communication behaviors)
could be used to differentiate reliably the leaders from the followers. It is worth noting that different studies have found different earliest time points for successful discrimination based on
neural activity: before the onset of the interactions in Sänger
et al. (26, 27) and Konvalinka et al. (34) and about half a minute
into the interaction in our study. One possible explanation of
these variations is that the time point for successful discrimination depends on how the leaders emerge. In Sänger et al. (26,
27), leaders were assigned a priori; in Konvalinka et al. (34),
leaders emerged through a number of repeated trials; and, in the
present study, leaders emerged during a single LGD task. Future
research should specifically examine the role of neural activity or
INS in predicting different types of leader emergence.
Several limitations of this study need to be noted. First, our
findings from the LGD task may not be generalized to other
types of situations for leader emergence. The process of leader
emergence from a free discussion among equals (all college
students) may be different from one involving members who are
of different ages, genders, social status, etc. In addition, the
phenomenon of INS may also be different for leader emergence
than for situations with a leader assigned a priori, as discussed
earlier. Second, our sample size was adequate for the examination of group differences, but not as satisfactory for individual
differences in leaders. Similarly, the statistical power was limited
when we tested the babble hypothesis because of both the small
sample size and the somewhat limited verbal behaviors from the
short period of the LGD task. Third, we did not measure other
important characteristics of leadership, such as charisma (35),
which should be considered in future research for their role in
INS. Finally, because of the poor spatial resolution of fNIRS,
it was difficult to identify exactly which brain areas were responsible for the responses at CH6.
In summary, leadership is an important feature of human society, but little is known about the neural basis of leader emergence. Using the fNIRS-based hyperscanning approach in a
realistic interpersonal-communication context, the current study
found evidence that human leaders cooperated with their followers to achieve group decision by synchronizing their brain
Fig. 4. Time course of prediction accuracy. (A) Prediction results based on
the cumulative INS data. (B) Prediction results based on cumulative communication frequency. There were a total of 274 time points forAafter
shifting 6 s toward the left due to fNIRS signal delay (Materials and Methods) and 280 time points for B. The time courses were smoothed by using
a moving average method (span=9 s). The purple line above the chancelevel line indicates the time points where all three accuracy indexes were
significantly higher than the chance level (0.50).
Jiang et al. PNAS | April 7, 2015 | vol. 112 | no. 14 | 4277
PSYCHOLOGICAL AND
COGNITIVE SCIENCES
activities with those of the followers through their tactful communication skills and competence. We further found that it was
possible to predict leadership based on the INS data as well
as communication behaviors early in their interactions. These
findings contribute to the theoretical discussion about the importance of communications in leader emergence and advance our
understanding of the neural mechanism of leaderemergence. The
results also potentially may be used in neuro-feedback or neurointervention during leadership training.
Materials and Methods
Participants.Thirty-six healthy adults (mean age 22±2 y) participated in this
study. They were pseudorandomly split into 12 three-person groups. For
each group, the members had to be of the same sex (to avoid a potential
confound of intergender interactions) and were total strangers to one another. There were 6 female groups and 6 male groups. One female group
was excluded because of data collection failure.
Written informed consent was obtained from all participants. The study
protocol was approved by the Institutional Review Board of the State Key
Laboratory of Cognitive Neuroscience and Learning, Beijing Normal University.
Tasks and Procedures.For each group, an initial resting-state session of 5 min
served as the baseline. During this session, the participants were required to
remain as motionless as possible with their eyes closed and mind relaxed (36).
After the resting-state session, each group was instructed to perform the
LGD task. Two additional 30-s resting-state periods (one at the initial phase
and the other at the ending phase of the LGD) were used to allow the imaging instrument to reach a steady state.
During the LGD, the three participants of each group sat face-to-face in
a triangle. Two digital video cameras were placed at opposite positions so
that all three participants could be recorded (see Fig. 1Afor two sample
frames). Participants received the following topic for discussion: “An airplane crash-landed on a deserted island. Only 6 persons survived: A pregnant
woman, an inventor, a doctor, an astronaut, an ecologist, and a vagrant.
Whom do you think should be given the only one-person hot-air balloon to
leave the island?”The participants were asked to read and think about the
topic for 5 min without interacting with one another. Afterward, each
group was instructed to discuss the topic for 5 min. Each group was then
required to choose a member to report their conclusion to the experimenter.
The reporting session lasted 1 min. The whole procedure was video recorded
for subsequent coding.
Determination of the Leaders and Evaluation of Communication Skills and
Competence.After the experiment, an additional group of eight graduate
students was recruited to view the video recordings of the discussion session
and to judge who the leader was for each group. Judges were asked to use
their own criteria to make the judgment. For each group, the member with
votes from more than half of eight judges was defined as the leader. The
average vote for the leaders was 77.3±15.6%. The intraclass reliability (ICC)
among judges was 0.874 (P<0 .001="" 11="" 9="" br="" for="" groups="" judges="" of="" the="">choice of the leader agreed with the group members’ own choice (i.e., the
person who gave the report). For subsequent analyses, we used the more
objective choices by the judges.
Judges were also asked to evaluate the communication skills and competence of each group member on a 5-point scale (Table S1). There were
seven aspects of communication skills and competence (group coordination,
active participation, new perspectives, input quality, logic and analytic
ability, verbal communication, and nonverbal communication). Judges were
given explanations of the above categories and a scoring guide (seeTable
S1for details). Interjudge reliability was determined by ICC, and it was satisfactory to high (ranging from 0.773 to 0.926) for all but one item (new
perspectives, ICC=0.412). Possible reasons for the judges’ lack of consensus
on“new perspectives”might be the low frequencies of relevant behavior or
ambiguity of this construct. This item was removed from further analyses.
For the remaining items, ratings from the eight judges were averaged for
each item. The final scale of communication skills and competence included
six items with high internal consistency (Cronbach alpha=0.930).
Coding of Communication Behaviors.Two additional coders, who were not
involved in the voting of leaders and the evaluations of communication skills
and competence, coded communication behaviors. We used new coders
to avoid the leader voting’s potential contamination of behavior coding.
Communication behaviors included verbal communications, such as turntaking and interjections, and nonverbal communications, such as orofacial
movements, facial expressions, and sign gestures. Each of the 280 s during
the LGD was coded as having either verbal communication, nonverbal
communication, or no communications. If both verbal and nonverbal behaviors occurred for a given second, the dominant behavior was coded.
The frequencies of verbal and nonverbal communications were calculated
as the proportions of time (out of the 280 s) when verbal and nonverbal
communications occurred, respectively. The intercoder reliability (based on
ICC) was 0.930 for verbal communications (vs. no communications) and 0.952
for nonverbal communications (vs. no communications).
In addition, the initiator of each occurrence of verbal communication was
also coded. The frequency of initiations for each member was calculated as
the ratio of time points where a member initiated a communication over the
total number of that member’s verbal communications (ICC=0.949).
FNIRS Data Acquisition.During the experiment, the participants sat in a quiet
room. An ETG-4000 optical topography system (Hitachi Medical Company)
was used to collect imaging data from the three participants of each group
simultaneously. Three sets of the same customized optode probes were used.
The probe was placed on the left hemisphere so as to cover both the left
inferior frontal cortex (an area important for language) (37) and the temporal-parietal junction (TPJ) (an area closely associated with social mentalizing) (31, 33).
The optode probes consisted of 10 measurement channels (four emitters
and four detectors, 30 mm optode separation). CH9 was placed just at T3 in
accordance with the international 10–20 system (Fig. 1B). The probe set was
examined and adjusted to ensure consistency of the positions among the
participants of each group and across the groups.
The absorption of near-infrared light at two wavelengths (695 and 830 nm)
was measured with a sampling rate of 10 Hz. The changes in the oxyhemoglobin (HbO) and deoxy-hemoglobin (HbR) concentrations were recorded
in each channel based on the modified Beer–Lambert law. This study focused
only on the changes in the HbO concentration, which was demonstrated to
be the most sensitive indicator of changes in the regional cerebral blood
flow in fNIRS measurements (38).
Imaging-Data Analysis.
Interpersonal neural synchronization.Data collected during the resting-state and
LGD sessions were entered into the analysis. During preprocessing, data in the
initial and ending periods (30 s resting state plus 10 s LGD, respectively) were
removed, leaving 280 s of data for each session. Wavelet transform coherence
(WTC) was used to assess the cross-correlation between two fNIRS time series
generated by pairs of participants as a function of frequency and time (39).
The wavelet coherence MatLab package was used (40) [for more thorough
information, please see Grinsted et al. (40) and Chang and Glover (41)].
Briefly, three HbO time series were obtained simultaneously for each CH
from the three participants of each group. WTC was applied to each pair of
the time series to generate 2D coherence maps. According to previous
studies (10, 12), the coherence value increases when there are interactions
between persons, compared with that during the resting state. Based on the
same rationale, the average coherence value between 0.02 and 0.2 Hz was
calculated. This frequency band also excluded the high- and low-frequency
noises, such as those associated with respiration (about 0.2–0.3 Hz) and
cardiac pulsation (about 1 Hz), all of which would lead to artificial coherence. Finally, the coherence value was time-averaged.
The averaged coherence value of the resting-state session was subtracted
from that of the LGD session, and the difference was used as an index of the
INS increase between two persons. Because each group had two LF pairs and
only one FF pair, the INS increases for the two LF pairs were averaged for
matched-samplet tests (SI TextandFig. S2). For each channel, after converting the INS increase into azvalue, a one-samplettest was performed on
thezvalue across the participant pairs, and twotmaps of the INS increase
(P<0 .05="" and="" br="" by="" corrected="" fdr="" for="" generated="" lf="" one="" pairs="" the="" were="">other for the FF pairs. Thetmaps were smoothed using the spline method.
Validation by randomizing the data.To verify that the INS increase was specific to
the LF relationship that emerged during the LGD, two validation approaches
were applied. The first was the within-group permutation: Each of the two
followers was assigned to be the“leader,”and the INS data were reanalyzed.
The second approach was the between-group permutation: All 33 participants were randomly assigned to 11 three-member groups, and the INS
analysis was then reconducted. This permutation was conducted 1,000 times.
Who synchronized with whom?For CHs that showed significant INS increases,
GCA was conducted to determine the direction of synchronization (i.e.,
whether it was the leaders who synchronized with the followers or the other
way around). GCA is a method that uses vector autoregressive models to
measure the causal relationship (i.e., pairwise-conditional causalities from the
4278 | www.pnas.org/cgi/doi/10.1073/pnas.1422930112 Jiang et al.
source to the target) between time series such as the fNIRS data (42). We
computed the pairwise-conditional causalities of both directions: from the
leaders to the followers and from the followers to the leaders. These two
causality indices were statistically tested to see whether they differed from
zero and from each other.
Communication Behaviors and INS.To confirm the contribution of communication to the INS increase during the LGD, the CHs that showed significantly
greater INS increases for the LF pairs than for the FF pairs were selected. First,
the time courses of INS in the selected CHs were downsampled to 1 Hz to
obtain point-to-frame correspondence between the signal’s time course and
video recordings. Second, the time points of the video were marked as
having either verbal or nonverbal or no communications. Third, the corresponding INSs were separately averaged to obtain three indexes: i.e., INS-V,
INS-NV, and INS-NC, for INS during verbal, nonverbal, and no communications, respectively. The INS data were adjusted for the delay-to-peak effect
in the fNIRS signal (about 6 s) (43). Finally, these indexes were statistically
compared for the LF and FF pairs separately (using a paired two-samplet
test), as well as between the LF and FF pairs (using an independent twosamplettest).
To examine the role of the leaders, further analyses were conducted
to clarify whether the results were driven by leader-initiated or followerinitiated communications and whether the increase of INS was associated
with the leaders’ communication skills and competence or communication
frequency. The results were threshholded atP<0 .05="" br="" corrected="" level="">Prediction of Leadership.The time course of INS for the LF and FF pairs during
the LGD session was baseline-corrected by subtracting their respective averaged INS during the resting state. Cumulative INS across the time was
calculated and then used as the neural-classification feature to classify the LF
and FF pairs: i.e., the type of relationship (i.e., LF or FL) was the classification
label. The cumulative INS at time pointnwas computed as a sum of the INS at
time points from 1 to n−1. The discriminant analysis was conducted for
each time point. A leave-one-out cross-validation method was used to obtain the prediction accuracy. Time courses were generated for three indexes
of prediction accuracy: sensitivity, specificity, and the generalization rate of
accuracy. Because the fNIRS signal needs 6 s to reach a peak value after the
presentation of a stimulus (43), the recorded time points did not match the
brain-activity time points (or behavioral time points, such as communications). To adjust for the delay, we deleted the first 6 time points, yielding
a total of 274 time points for INS. Then, a moving window of 9 s was used to
identify the time points when the prediction accuracy differed significantly
from a chance level (0.50). Similar analyses were conducted based on the communication frequency at each time point. Finally, a moving average method
(span =9 s) was used to smooth the time courses of prediction accuracy.
The prediction results based on moment-to-moment INS data and communication frequency are provided inFig. S3, which suggested that the cumulative data provided more stable prediction accuracy than the moment-tomoment data.
ACKNOWLEDGMENTS.This work was supported by National Natural Science
Foundation of China (31270023), National Key Basic Research Program of
China (973 Program, 2012CB720704), National Natural Science Foundation
of China (30900393), Fundamental Research Funds for the Central Universities (2013YB24), the Beijing Higher Education Young Elite Teacher Project, and
the Open Research Fund of the State Key Laboratory of Cognitive Neuroscience
and Learning.
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Jiang et al. PNAS | April 7, 2015 | vol. 112 | no. 14 | 4279
a) State Key Laboratory of Cognitive Neuroscience and Learning and IDG/McGovern Institute for Brain Research, Beijing Normal University, Beijing 100875,
China;
b) Center for Collaboration and Innovation in Brain and Learning Sciences, Beijing Normal University, Beijing 100875, China;
c) Berlin School of Mind and Brain, Humboldt University, 10117 Berlin, Germany;
d) Max Planck Institute for Human Cognitive and Brain Sciences, 04103 Leipzig, Germany;
e) Department of Psychology and Social Behavior, University of California, Irvine, CA 92697;
f) Max Planck Institute for Psycholinguistics, Nijmegen 6500 AH, The Netherlands; and
g) International Max Planck Research School for Language Sciences, Nijmegen 6500 AH, The Netherlands
Edited by Susan T. Fiske, Princeton University, Princeton, NJ, and approved March 2, 2015 (received for review December 1, 2014)
The neural mechanism of leader emergence is not well understood. This study investigated (i) whether interpersonal neural
synchronization (INS) plays an important role in leader emergence,
and (ii) whether INS and leader emergence are associated with the
frequency or the quality of communications. Eleven three-member
groups were asked to perform a leaderless group discussion (LGD)
task, and their brain activities were recorded via functional near
infrared spectroscopy (fNIRS)-based hyperscanning. Video recordings of the discussions were coded for leadership and communication. Results showed that the INS for the leader–follower (LF)
pairs was higher than that for the follower–follower (FF) pairs in
the left temporo-parietal junction (TPJ), an area important for social mentalizing. Although communication frequency was higher
for the LF pairs than for the FF pairs, the frequency of leaderinitiated and follower-initiated communication did not differ significantly. Moreover, INS for the LF pairs was significantly higher
during leader-initiated communication than during follower-initiated
communications. In addition, INS for the LF pairs during leaderinitiated communication was significantly correlated with the
leaders’ communication skills and competence, but not their communication frequency. Finally, leadership could be successfully
predicted based on INS as well as communication frequency early
during the LGD (before half a minute into the task). In sum, this
study found that leader emergence was characterized by highlevel neural synchronization between the leader and followers
and that the quality, rather than the frequency, of communications was associated with synchronization. These results suggest
that leaders emerge because they are able to say the right things
at the right time.
leader emergence
|neural synchronization|
babble hypothesis|
quality of communication|
communication skill
L
eadership is a ubiquitous feature of all social species, including
human and nonhuman animals (1, 2). However, the neural
mechanism of leader emergence is still not well-understood.
Evolutionary theories suggest that, whereas both human and
nonhuman animals have evolved tendencies to compete for
dominance over access to survival-related resources (3–5), human leaders also play an important role in maintaining group
cohesion (6). Thus, human leaders need to take into account
not only their own needs but also the needs of their followers
to facilitate cooperation among group members (7–9). Interestingly, recent imaging evidence indicates that the neural activities
of two individuals are more synchronized when they perform
a cooperative rather than a competitive task (10). Moreover,
the level of interpersonal neural synchronization (INS) is closely
associated with the level of understanding between partners (11). It
is unknown, however, whether INS is involved in leader emergence.
Previous evidence has shown that communication plays an
important role in the increase of INS (12). However, the role
of communication in leader emergence has been extensively
debated. On the one hand, the so-called“babble”hypothesis
postulates that the most talkative member of a group often
becomes the group’s leader (13, 14). Indeed, there is evidence
that the frequency of communication (regardless of its usefulness) is a better predictor of leader emergence than other factors
such as the quality of communication (15). It is suggested that
communication frequency is probably one of the main factors
that increase the probability for initiating group action (16).
On the other hand, various recent studies have suggested that
the quality of communication is a more important predictor of
leader emergence than is the frequency of communication (17–
20). Consistent with this“quality-of-communication”hypothesis,
evidence shows that the frequency of communication has no
real effect on leader emergence (20). Although the frequency of
communication boosts leadership ratings, it does so only when
the content is of high quality (17). Furthermore, in task-oriented
groups, the quality rather than the quantity of communication is
a better predictor of leader emergence (18, 19). Research has
also suggested that high-quality communication tends to involve
a high level of mentalizing: i.e., the ability to read social situations and to alter one’s own behavior to fit in and act appropriately (21). Indeed, communication skills have been considered
to be an important part of leader competence in modern societies (22). It is likely that leaders emerge when they possess tactful
communication skills and competence: i.e., being able to say the
right things at the right time.
Research is needed to investigate how communications are
related to INS, which in turn may be related to leader emergence. Considering the interactive nature of leader emergence,
Significance
Great leaders are often great communicators. However, little is
known about the neural basis of leader–follower communication. Only recently have neuroscientists been able to examine
interpersonal neural synchronization (INS) between leaders
and followers during social interactions. Here, we show that
INS is significantly higher between leaders and followers than
between followers and followers, suggesting that leaders
emerge by synchronizing their brain activity with that of the
followers. Moreover, the quality rather than frequency of the
leaders’ communications makes a significant contribution to
theincreaseofINS.Thisresultsupportsthe“quality of communication” hypothesis in leader emergence. Finally, our results
show that leadership can be predicted shortly after the onset
of a task based on INS as well as communication behaviors.
Author contributions: J.J., C.C., G.D., L.L., and C.L. designed research; J.J., B.D., and G.S.
performed research; J.J., C.C., B.D., G.S., and C.L. analyzed data; and J.J., C.C., and C.L.
wrote the paper.
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
1
To whom correspondence should be addressed. Email: luchunming@bnu.edu.cn.
This article contains supporting information online atwww.pnas.org/lookup/suppl/doi:10.
1073/pnas.1422930112/-/DCSupplemental.
4274–4279 | PNAS | April 7, 2015 | vol. 112 | no. 14 www.pnas.org/cgi/doi/10.1073/pnas.1422930112
it is imperative to adopt the “second-person approach”:i.e.,
measuring two or more persons’ brain activities simultaneously
(23). This approach is also termed “hyperscanning” and has
proven to be promising in the field of social neuroscience (23–25).
By using an EEG-based hyperscanning approach, recent evidence
showed that, during guitar playing, the a priori-assigned leaders
showed higher levels of delta-phase locking than did the followers
and that INS from the leaders to the followers was stronger than
that from the followers to the leaders (26, 27). Evidence further
showed implicit synchronization of both body movements and
neural activity between a priori-assigned leaders and followers
during social interactions (28). However, previous hyperscanning
studies did not examine the neural mechanism of leader–follower
(LF) communications and did not compare the INS between the
LF and the follower–follower (FF) pairs. Thus, it is still unknown
whether and how INS is involved in leader emergence. In addition,
EEG is sensitive to motor artifacts and suffers from poor spatial
resolution. In contrast, functional near infrared spectroscopy
(fNIRS) is more tolerant of movements and is able to measure
local hemodynamic effect. These advantages make it particularly
suitable for testing the role of communication in leader emergence
in a realistic situation.
This study examined whether and how INS was involved in
leader emergence by using the fNIRS-based hyperscanning
approach. During the experiment, three-person groups were
recruited to perform a leaderless group discussion (LGD) task.
This task has been used successfully in many studies to induce
a discussion-oriented, problem-solving situation (19). INS of neural
activity was computed. It was hypothesized that INS of the LF pairs
would be higher than that of the FF pairs. Based on the babble
hypothesis, it was expected that (i) leaders would initiate more
communications than the followers and (ii) the increased INS
for the LF pairs would be mainly due to the emerging leaders’
communication frequency and would occur in language-related
brain areas. Alternatively, based on the quality-of-communication hypothesis, leaders would not initiate more communications
than the followers, and INS for the LF pairs would be associated
with the emerging leaders’ communication skills and competence, rather than the frequency, and would occur in brain areas
associated with social mentalizing. Finally, using a Fisher linear
discrimination analysis, we investigated how early during the
LGD session the INS data and communication behaviors could
predict the emergence of leaders.
Results
Interpersonal Neural Synchronization. The experimental setup is
illustrated in Fig. 1A. For each session, three participants sat
face-to-face in a triangle and were given a topic for an LGD
(see Materials and Methodsfor details). Their brain activities
were simultaneously recorded with an fNIRS system (Fig. 1B).
The discussion was video-taped and coded by independent
judges for leadership, communication skills and competence,
initiation of communications, and frequencies of verbal and
nonverbal communications.
For the LF pairs, a significant INS increase compared with
the resting-state condition was identified at channel 6 (CH6),
which roughly covered the left temporo-parietal junction (TPJ)
[t
(10) =4.62,P=0.001, false discovery rate (FDR) correction]
(Fig. 1C). No INS increase was found for any channel of the FF
pairs (Fig. 1D). Group differences between the LF and FF pairs
were significant for CH6 (t
(20)=3.51,P=0.002), but not for any
other CHs.
To validate that the above results could not have been obtained
by chance, we assessed the likelihood of obtaining significant INS increases for any random pairings of the participants.
Specifically, we reanalyzed the data after randomizing the LF
pairing both within and between discussion groups. The first was
the within-group permutation: Each of the two followers was
assigned to be the“leader”and the INS data were reanalyzed.
The second approach was the between-group permutation: All
33 participants were randomly assigned to 11 three-member
groups, and the INS analysis was then reconducted. This permutation was conducted 1,000 times. Both approaches showed
no significant INS increases for any CHs. Fig. 1EandFandG
andHshows the results of typical within- and between-group
validation analyses, respectively. Complete results for CH6 from
1,000 permutations of between-group validation analyses are
shown inFig. S1. These results suggested that the significant INS
increase in the left TPJ was specific to the particular LF relationship in the LGD context.
Who Synchronized with Whom?Granger causality analysis (GCA)
was conducted on the time series of CH6 to determine whether
it was the leader who synchronized with the followers or whether
it was the other way around. One-sample t tests on the pairwiseconditional causalities showed that the mean causalities of both
directions were significantly higher than zero: from the leaders to
the followers (t
(10)=10.001,P<0 .001="" and="" br="" followers="" from="" the="" to="">the leaders (t
(10)=7.272,P<0 .001="" br="" however="" test="" two-samplet="">showed that the mean causality from the leaders to the followers
was significantly higher than that from the followers to the
leaders (t
(10)=2.177,P=0.027). These results indicated a more
important role of the leaders than the followers in the INS increase in the LF pairs at CH6.
Communication Behaviors and INS. Both verbal and nonverbal
communication frequencies were significantly higher for the LF
pairs than for the FF pairs: (t
(20) =3.873,P=0.001) for verbal
and (t
(20)=4.565,P<0 .001="" br="" communications="" for="" ig.="" nonverbal="">2A). However, the leaders did not differ significantly from the
followers in the frequency of communication initiation (t
(10) =
−1.602,P=0.125). To investigate whether the role of leaders in
communication initiation might have changed as the discussion
progressed, the initiation data were reanalyzed by the first and
the second halves of the LGD session. Still, no differences were
found between the LF and FF pairs: (t
(10) =−0.433,P=0.674)
Fig. 1. Experimental procedure and the increase of interpersonal neural
synchronization (INS). (A) For each group, three persons sat in a triangle.
Two cameras were placed in opposite positions. The figure shows two sample
frames from the cameras in the opposite directions. Participants were asked to
discuss a topic for 5 min and then to choose a leader to report their conclusion.
(B) The optode probe set was placed on the left frontal, temporal, and parietal
cortices. T3 corresponds to a position in the international 10–20 system.
(CandD) Shown are tmaps for results of the original pairs (i.e., real data).
(EandF) Shown aretmaps for the permutation results of pairs with a follower
from the same group randomly assigned as the leader. (GandH) Shown aret
maps for the permutation results of randomized pairs from across groups. [C,E,
andGaretmaps for averaged leader–follower (LF) pairs;D,F,andHaretmaps
for the follower–follower (FF) pairs.]
Jiang et al. PNAS | April 7, 2015 | vol. 112 | no. 14 | 4275
PSYCHOLOGICAL AND
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for the first half and (t
(10) =−0.858,P=0.411) for the second
half of the LGD session (Fig. 2B). These results suggested that,
although communication frequency was higher for the LF pairs
than for the FF pairs, leaders and followers contributed equally
throughout the LGD session.
We next examined INS that accompanied different types of
communications (verbal, nonverbal, and no communications).
For the LF pairs, INS during verbal communications (INS-V)
differed significantly from both INS during nonverbal communication (INS-NV) (t
(10) =2.951,P=0.015) and INS when no
communications occurred (INS-NC) (t
(10)=2.758,P=0.02) (Fig.
2C). Fig. 3 shows the correspondence between INS (coherence
value) and video frame for a typical LF pair at CH6. No significant results were found for the FF pairs. Group difference in
INS-V between the LF and FF pairs was also significant (t
(20) =
3.178,P=0.005). No significant group differences were found
for INS-NV (t
(20)=−0.24,P=0.813) and INS-NC (t
(20)=0.982,
P=0.338). These results indicated that the INS difference was
specific for verbal communication between the leaders and
the followers.
In terms of the role of communication initiation, leaderinitiated communications induced a higher level of INS than the
ones initiated by the followers (t
(20)=2.176,P=0.042) (Fig. 2D).
This result suggested that leader-initiated communications were
likely to be of higher quality (and thus led to increased INS).
This conjecture was further supported by two other results. First,
leaders’ communication skills and competence were more highly
rated (M=25.279, SD=0.800) than those of the followers (M=
22.020, SD=1.112) (t
(20) =7.894,P<0 .001="" 2e="" br="" ig.="" second="">there was a significant correlation between INS during leaderinitiated communications and judge-rated leaders’ communication skills and competence (r=0.697,P=0.017) (Fig. 2F). The
correlation between INS during leader-initiated communications
and the leaders’ initiation frequency was not significant (r =
0.247,P=0.465). This difference in correlation coefficients was
in favor of the quality-of-communication hypothesis over the
babble hypothesis although a larger sample of leaders would be
needed to allow for a statistical test of the difference.
Prediction of Leadership.To investigate how early the leaders
emerged during the LGD, Fisher linear discrimination analyses
were conducted. Fig. 4Ashows the time course of the prediction
accuracy in the discriminant analysis based on the INS data,
which differentiated the LF pairs from the FF pairs. The analysis
included three indexes: sensitivity (percentage of LF pairs correctly predicted, red line), specificity (percentage of FF pairs
correctly predicted, blue line), and the generalization rate of
accuracy (overall proportions of LF and FF pairs correctly predicted, green line). A moving-window analysis (window size=9s)
revealed that the prediction accuracy was sporadic during the
initial period, but the prediction accuracy of all three indexes was
stably higher than the chance level starting at 23 s (P<0 .05="" br="">corrected by FDR) [see the purple section above the chancelevel (0.50) line in Fig. 4A)]. A similar discriminant analysis was
conducted based on the communication frequency (Fig. 4B). The
results showed that the prediction accuracy of all three indexes
was stably higher than the chance level starting at 29 s (P<0 .05="" br="">corrected by FDR) (see the purple section above the chancelevel line in Fig. 4B). In sum, the INS and communication frequency data were able to discriminate the leaders from the followers less than half a minute into the LGD task.
Discussion
This study used an fNIRS-based hyperscanning approach to test
the hypothesis that INS was involved in leader emergence. The
results demonstrated that INS increased from the baseline more
significantly for the LF pairs than for the FF pairs. Further
analysis revealed that, although the communication initiation
frequency of leaders and followers did not differ significantly,
leader-initiated communication induced greater INS than did
follower-initiated communication. The INS increase during leaderinitiated communications was also associated with leaders’
communication skills and competence. These results suggest that
quality rather than quantity (or frequency) of communication is
more important in leader emergence. These results are discussed
sequentially below.
First, results of this study confirmed our hypothesis that the
LF relationship in the LGD context would be characterized by
a high level of INS. We derived our hypothesis from integrating
Fig. 2. (A) Verbal and nonverbal communication frequencies during the
task. The averaged frequency of the two leader–follower (LF) pairs (black)
was higher than the frequency of the follower–follower (FF) pairs (white).
(B) There were no significant differences in leader-initiated (L→F) vs. follower-initiated (F→L) verbal communications. (C) LF pairs’ INS during verbal
communication (INS-V) was higher than INS for all other situations. NC, no
communication occurred; NV, nonverbal communication; V, verbal communication. (D) INS during leader-initiated communication was higher than
that during follower-initiated communication. (E) Leaders’ communication
skills and competence were more highly rated than those of the followers.
(F) INS during leader-initiated communication was positively associated with
ratings of communication skills and competence (Upper), but not with
leader-initiated communication frequency (Lower). *P<0 .05.="" br="">Fig. 3. The correspondence between INS at CH6 and coded communication
behaviors. (A) A time course of INS for one randomly selected LF pair. (B)The
corresponding communication behaviors coded from video frames. Blue
points, follower-initiated verbal communications; green points, nonverbal
communications; red points, leader-initiated verbal communications. The
sections of the line without color points represent no communications. The
numbers 1, 2, and 3 inAhighlight time points that correspond to videoframe examples inB.
4276 | www.pnas.org/cgi/doi/10.1073/pnas.1422930112 Jiang et al.
recent imaging evidence that cooperation between persons led to
a high level of INS (10, 28) with recent perspectives about human
leaders’ role as the coordinators who help their groups to solve
various tasks, including resource sharing and decision making
(9, 29). According to the service-for-prestige theory of leadership
(9), human leaders and followers are involved in reciprocal exchange: Leaders may incur costs to provide followers with public
goods, and, in return, followers incur costs to provide leaders
with prestige, particularly in a relatively small group. We interpret
the higher INS for the LF pairs as a reflection of their closer
cooperation and social exchange.
Second, we found that the level of INS was increased specifically during verbal communications between the leaders and
followers, not during nonverbal or no communications, nor for
any type of communications involving the FF pairs. This result
was consistent with previous studies showing that verbal communication was one of the main factors that affected leader
emergence (13, 17–19). The present results further suggest that
verbal communication affects leader emergence by modulating
the neural synchronization. Because of the importance of verbal
communications in INS, this particular route of leader emergence
may be specific to humans (e.g., the service-for-prestige theory) (9).
Nonhuman animals typically establish leadership via dominance
(e.g., displays of physical strength), so it would be interesting to
investigate whether they also show INS.
Third, although the leaders and followers contributed equal
numbers of communications, leader-initiated verbal communications were found to lead to higher INS than did followerinitiated ones. Moreover, the GCA results showed that INS was
bidirectional but was significantly stronger from the leaders to
the followers than the other direction. These results suggested
that dynamic social interactions played an important role in
leader emergence. Indeed, as Schilbach et al. (23) suggested,
dynamic social interaction is a key constituent of grasping the
minds of others. An action by an“initiator”may lead to closer
monitoring of the outcome of the interaction, including the
responses by other individuals (23). In our study, the leaders initiated the communications, monitored the followers’ responses,
and closely synchronized their brain activities with those of the
followers. This speculation was further supported by the significant correlation between communication skills and competence
and INS. It seems that a leader is someone who would say the
right things at the right time to increase neural synchronization with the followers.
Fourth, the increased INS for the LF pairs was found in the
left TPJ, but not in the language area [i.e., left inferior frontal
cortex (IFC)]. This result was consistent with previous evidence
that high quality of communication is associated with high-level
mentalizing (21), which was partly subserved by the left TPJ.
Specifically, previous evidence has shown that interpersonal coordination or communication is facilitated by the mutual abilities
to predict each other’s subsequent action (i.e., high-level mentalizing) (30). Researchers have debated about which specific
parts of the left or right TPJ or both are involved in mentalizing
and understanding and reasoning about the beliefs and intentions of others (31–33). In one study, a lesion in the left TPJ was
found to affect the representations of someone else’s beliefs
(33). In another study, the posterior part of the right TPJ and the
parietal cortex were found to be involved in social cognition and
memory retrieval whereas the anterior part of the right TPJ as
well as the motor cortex and insula were involved in attention
(32). Although the poor spatial resolution of fNIRS did not allow
us to precisely locate the position of the INS increase, the most
likely area would be the posterior part of the left TPJ (for highlevel mentalizing) because no motor cortex was involved in
this study.
Finally, discriminant analyses showed that, shortly after the
start of the LGD task, the INS data and communication
behaviors could successfully distinguish the LF from the FF
pairs. These results further supported the quality-of-communication hypothesis by suggesting that the communication
frequency matters when the quality is of high level (17). These
results also confirmed previous findings (26–28, 34) that
neural activity (as well as interactive communication behaviors)
could be used to differentiate reliably the leaders from the followers. It is worth noting that different studies have found different earliest time points for successful discrimination based on
neural activity: before the onset of the interactions in Sänger
et al. (26, 27) and Konvalinka et al. (34) and about half a minute
into the interaction in our study. One possible explanation of
these variations is that the time point for successful discrimination depends on how the leaders emerge. In Sänger et al. (26,
27), leaders were assigned a priori; in Konvalinka et al. (34),
leaders emerged through a number of repeated trials; and, in the
present study, leaders emerged during a single LGD task. Future
research should specifically examine the role of neural activity or
INS in predicting different types of leader emergence.
Several limitations of this study need to be noted. First, our
findings from the LGD task may not be generalized to other
types of situations for leader emergence. The process of leader
emergence from a free discussion among equals (all college
students) may be different from one involving members who are
of different ages, genders, social status, etc. In addition, the
phenomenon of INS may also be different for leader emergence
than for situations with a leader assigned a priori, as discussed
earlier. Second, our sample size was adequate for the examination of group differences, but not as satisfactory for individual
differences in leaders. Similarly, the statistical power was limited
when we tested the babble hypothesis because of both the small
sample size and the somewhat limited verbal behaviors from the
short period of the LGD task. Third, we did not measure other
important characteristics of leadership, such as charisma (35),
which should be considered in future research for their role in
INS. Finally, because of the poor spatial resolution of fNIRS,
it was difficult to identify exactly which brain areas were responsible for the responses at CH6.
In summary, leadership is an important feature of human society, but little is known about the neural basis of leader emergence. Using the fNIRS-based hyperscanning approach in a
realistic interpersonal-communication context, the current study
found evidence that human leaders cooperated with their followers to achieve group decision by synchronizing their brain
Fig. 4. Time course of prediction accuracy. (A) Prediction results based on
the cumulative INS data. (B) Prediction results based on cumulative communication frequency. There were a total of 274 time points forAafter
shifting 6 s toward the left due to fNIRS signal delay (Materials and Methods) and 280 time points for B. The time courses were smoothed by using
a moving average method (span=9 s). The purple line above the chancelevel line indicates the time points where all three accuracy indexes were
significantly higher than the chance level (0.50).
Jiang et al. PNAS | April 7, 2015 | vol. 112 | no. 14 | 4277
PSYCHOLOGICAL AND
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activities with those of the followers through their tactful communication skills and competence. We further found that it was
possible to predict leadership based on the INS data as well
as communication behaviors early in their interactions. These
findings contribute to the theoretical discussion about the importance of communications in leader emergence and advance our
understanding of the neural mechanism of leaderemergence. The
results also potentially may be used in neuro-feedback or neurointervention during leadership training.
Materials and Methods
Participants.Thirty-six healthy adults (mean age 22±2 y) participated in this
study. They were pseudorandomly split into 12 three-person groups. For
each group, the members had to be of the same sex (to avoid a potential
confound of intergender interactions) and were total strangers to one another. There were 6 female groups and 6 male groups. One female group
was excluded because of data collection failure.
Written informed consent was obtained from all participants. The study
protocol was approved by the Institutional Review Board of the State Key
Laboratory of Cognitive Neuroscience and Learning, Beijing Normal University.
Tasks and Procedures.For each group, an initial resting-state session of 5 min
served as the baseline. During this session, the participants were required to
remain as motionless as possible with their eyes closed and mind relaxed (36).
After the resting-state session, each group was instructed to perform the
LGD task. Two additional 30-s resting-state periods (one at the initial phase
and the other at the ending phase of the LGD) were used to allow the imaging instrument to reach a steady state.
During the LGD, the three participants of each group sat face-to-face in
a triangle. Two digital video cameras were placed at opposite positions so
that all three participants could be recorded (see Fig. 1Afor two sample
frames). Participants received the following topic for discussion: “An airplane crash-landed on a deserted island. Only 6 persons survived: A pregnant
woman, an inventor, a doctor, an astronaut, an ecologist, and a vagrant.
Whom do you think should be given the only one-person hot-air balloon to
leave the island?”The participants were asked to read and think about the
topic for 5 min without interacting with one another. Afterward, each
group was instructed to discuss the topic for 5 min. Each group was then
required to choose a member to report their conclusion to the experimenter.
The reporting session lasted 1 min. The whole procedure was video recorded
for subsequent coding.
Determination of the Leaders and Evaluation of Communication Skills and
Competence.After the experiment, an additional group of eight graduate
students was recruited to view the video recordings of the discussion session
and to judge who the leader was for each group. Judges were asked to use
their own criteria to make the judgment. For each group, the member with
votes from more than half of eight judges was defined as the leader. The
average vote for the leaders was 77.3±15.6%. The intraclass reliability (ICC)
among judges was 0.874 (P<0 .001="" 11="" 9="" br="" for="" groups="" judges="" of="" the="">choice of the leader agreed with the group members’ own choice (i.e., the
person who gave the report). For subsequent analyses, we used the more
objective choices by the judges.
Judges were also asked to evaluate the communication skills and competence of each group member on a 5-point scale (Table S1). There were
seven aspects of communication skills and competence (group coordination,
active participation, new perspectives, input quality, logic and analytic
ability, verbal communication, and nonverbal communication). Judges were
given explanations of the above categories and a scoring guide (seeTable
S1for details). Interjudge reliability was determined by ICC, and it was satisfactory to high (ranging from 0.773 to 0.926) for all but one item (new
perspectives, ICC=0.412). Possible reasons for the judges’ lack of consensus
on“new perspectives”might be the low frequencies of relevant behavior or
ambiguity of this construct. This item was removed from further analyses.
For the remaining items, ratings from the eight judges were averaged for
each item. The final scale of communication skills and competence included
six items with high internal consistency (Cronbach alpha=0.930).
Coding of Communication Behaviors.Two additional coders, who were not
involved in the voting of leaders and the evaluations of communication skills
and competence, coded communication behaviors. We used new coders
to avoid the leader voting’s potential contamination of behavior coding.
Communication behaviors included verbal communications, such as turntaking and interjections, and nonverbal communications, such as orofacial
movements, facial expressions, and sign gestures. Each of the 280 s during
the LGD was coded as having either verbal communication, nonverbal
communication, or no communications. If both verbal and nonverbal behaviors occurred for a given second, the dominant behavior was coded.
The frequencies of verbal and nonverbal communications were calculated
as the proportions of time (out of the 280 s) when verbal and nonverbal
communications occurred, respectively. The intercoder reliability (based on
ICC) was 0.930 for verbal communications (vs. no communications) and 0.952
for nonverbal communications (vs. no communications).
In addition, the initiator of each occurrence of verbal communication was
also coded. The frequency of initiations for each member was calculated as
the ratio of time points where a member initiated a communication over the
total number of that member’s verbal communications (ICC=0.949).
FNIRS Data Acquisition.During the experiment, the participants sat in a quiet
room. An ETG-4000 optical topography system (Hitachi Medical Company)
was used to collect imaging data from the three participants of each group
simultaneously. Three sets of the same customized optode probes were used.
The probe was placed on the left hemisphere so as to cover both the left
inferior frontal cortex (an area important for language) (37) and the temporal-parietal junction (TPJ) (an area closely associated with social mentalizing) (31, 33).
The optode probes consisted of 10 measurement channels (four emitters
and four detectors, 30 mm optode separation). CH9 was placed just at T3 in
accordance with the international 10–20 system (Fig. 1B). The probe set was
examined and adjusted to ensure consistency of the positions among the
participants of each group and across the groups.
The absorption of near-infrared light at two wavelengths (695 and 830 nm)
was measured with a sampling rate of 10 Hz. The changes in the oxyhemoglobin (HbO) and deoxy-hemoglobin (HbR) concentrations were recorded
in each channel based on the modified Beer–Lambert law. This study focused
only on the changes in the HbO concentration, which was demonstrated to
be the most sensitive indicator of changes in the regional cerebral blood
flow in fNIRS measurements (38).
Imaging-Data Analysis.
Interpersonal neural synchronization.Data collected during the resting-state and
LGD sessions were entered into the analysis. During preprocessing, data in the
initial and ending periods (30 s resting state plus 10 s LGD, respectively) were
removed, leaving 280 s of data for each session. Wavelet transform coherence
(WTC) was used to assess the cross-correlation between two fNIRS time series
generated by pairs of participants as a function of frequency and time (39).
The wavelet coherence MatLab package was used (40) [for more thorough
information, please see Grinsted et al. (40) and Chang and Glover (41)].
Briefly, three HbO time series were obtained simultaneously for each CH
from the three participants of each group. WTC was applied to each pair of
the time series to generate 2D coherence maps. According to previous
studies (10, 12), the coherence value increases when there are interactions
between persons, compared with that during the resting state. Based on the
same rationale, the average coherence value between 0.02 and 0.2 Hz was
calculated. This frequency band also excluded the high- and low-frequency
noises, such as those associated with respiration (about 0.2–0.3 Hz) and
cardiac pulsation (about 1 Hz), all of which would lead to artificial coherence. Finally, the coherence value was time-averaged.
The averaged coherence value of the resting-state session was subtracted
from that of the LGD session, and the difference was used as an index of the
INS increase between two persons. Because each group had two LF pairs and
only one FF pair, the INS increases for the two LF pairs were averaged for
matched-samplet tests (SI TextandFig. S2). For each channel, after converting the INS increase into azvalue, a one-samplettest was performed on
thezvalue across the participant pairs, and twotmaps of the INS increase
(P<0 .05="" and="" br="" by="" corrected="" fdr="" for="" generated="" lf="" one="" pairs="" the="" were="">other for the FF pairs. Thetmaps were smoothed using the spline method.
Validation by randomizing the data.To verify that the INS increase was specific to
the LF relationship that emerged during the LGD, two validation approaches
were applied. The first was the within-group permutation: Each of the two
followers was assigned to be the“leader,”and the INS data were reanalyzed.
The second approach was the between-group permutation: All 33 participants were randomly assigned to 11 three-member groups, and the INS
analysis was then reconducted. This permutation was conducted 1,000 times.
Who synchronized with whom?For CHs that showed significant INS increases,
GCA was conducted to determine the direction of synchronization (i.e.,
whether it was the leaders who synchronized with the followers or the other
way around). GCA is a method that uses vector autoregressive models to
measure the causal relationship (i.e., pairwise-conditional causalities from the
4278 | www.pnas.org/cgi/doi/10.1073/pnas.1422930112 Jiang et al.
source to the target) between time series such as the fNIRS data (42). We
computed the pairwise-conditional causalities of both directions: from the
leaders to the followers and from the followers to the leaders. These two
causality indices were statistically tested to see whether they differed from
zero and from each other.
Communication Behaviors and INS.To confirm the contribution of communication to the INS increase during the LGD, the CHs that showed significantly
greater INS increases for the LF pairs than for the FF pairs were selected. First,
the time courses of INS in the selected CHs were downsampled to 1 Hz to
obtain point-to-frame correspondence between the signal’s time course and
video recordings. Second, the time points of the video were marked as
having either verbal or nonverbal or no communications. Third, the corresponding INSs were separately averaged to obtain three indexes: i.e., INS-V,
INS-NV, and INS-NC, for INS during verbal, nonverbal, and no communications, respectively. The INS data were adjusted for the delay-to-peak effect
in the fNIRS signal (about 6 s) (43). Finally, these indexes were statistically
compared for the LF and FF pairs separately (using a paired two-samplet
test), as well as between the LF and FF pairs (using an independent twosamplettest).
To examine the role of the leaders, further analyses were conducted
to clarify whether the results were driven by leader-initiated or followerinitiated communications and whether the increase of INS was associated
with the leaders’ communication skills and competence or communication
frequency. The results were threshholded atP<0 .05="" br="" corrected="" level="">Prediction of Leadership.The time course of INS for the LF and FF pairs during
the LGD session was baseline-corrected by subtracting their respective averaged INS during the resting state. Cumulative INS across the time was
calculated and then used as the neural-classification feature to classify the LF
and FF pairs: i.e., the type of relationship (i.e., LF or FL) was the classification
label. The cumulative INS at time pointnwas computed as a sum of the INS at
time points from 1 to n−1. The discriminant analysis was conducted for
each time point. A leave-one-out cross-validation method was used to obtain the prediction accuracy. Time courses were generated for three indexes
of prediction accuracy: sensitivity, specificity, and the generalization rate of
accuracy. Because the fNIRS signal needs 6 s to reach a peak value after the
presentation of a stimulus (43), the recorded time points did not match the
brain-activity time points (or behavioral time points, such as communications). To adjust for the delay, we deleted the first 6 time points, yielding
a total of 274 time points for INS. Then, a moving window of 9 s was used to
identify the time points when the prediction accuracy differed significantly
from a chance level (0.50). Similar analyses were conducted based on the communication frequency at each time point. Finally, a moving average method
(span =9 s) was used to smooth the time courses of prediction accuracy.
The prediction results based on moment-to-moment INS data and communication frequency are provided inFig. S3, which suggested that the cumulative data provided more stable prediction accuracy than the moment-tomoment data.
ACKNOWLEDGMENTS.This work was supported by National Natural Science
Foundation of China (31270023), National Key Basic Research Program of
China (973 Program, 2012CB720704), National Natural Science Foundation
of China (30900393), Fundamental Research Funds for the Central Universities (2013YB24), the Beijing Higher Education Young Elite Teacher Project, and
the Open Research Fund of the State Key Laboratory of Cognitive Neuroscience
and Learning.
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Minggu, 25 Oktober 2015
The Teacher Leader in Context of Shared Leadership in Public Schools
Münevver Çetin1,
, Sıtar Keser2
1Marmara University, Atatürk Faculty of Education, İstanbul, Turkey
2Teacher, Istanbul, Turkey
Because of the complex structure of the age, it is unlikely to expect the old hierarchical and vertical structuring of the old times to meet the social demands of the age. At this point, the organizational models of which the specific weight of every single element that is based on horizontal relationships shine out, and also the organizational models in which the power in total becomes important come to the forefront. The organizational models of which every member incurs responsibility and brings his/her personal expectations – that make the existence of them important at formal and informal levels – in conformity with organizational goals come up with the claim of satisfying the social and individual expectations of the age. Within the scope of shared leadership styles, leadership is addressed in a collective context, every member of it has a perception based on this reality and team works turn into active elements of leadership, and therefore shared leadership styles make possible the organizational models that aim to meet the social expectations mentioned above.
The first and foremost place that the diversity of social demands is most intensely felt is the educational institutions. This diversity of social demands increases the number and diversity of individuals and communities that schools deal with. This diversity also increases and diversifies the responsibilities that every factor of educational institutions – primarily schools – assumes and has to assume. That is why the shared leadership models that develop in the context of collective leadership turn into important mechanisms for schools with regards to being the answer of expectations. The shared leadership applications that take shape in this sense go beyond the leadership spiral that is defined in the formal dimension and pave the way for turning every teacher into teacher leader on an informal basis which also includes the formal basis.
1.1. Shared LeadershipThe most common problem in the group works of organizations is the ‘how should the group leadership be?’ problem. A versatile leadership style that is to reveal the competences and skills of every single group member at a maximum level and therefore increase the performance and efficiency of the group has become important. Creating an organizational climate in which all the members can transfer their skills, funds of knowledge and experiences to the extent that the organization needs them, in other words every single member is a “leader” to the extent that the organization needs that leadership will be important in making the group spirit functional [1].
A recent dispute is about the question ‘which forms of management will be adequate in meeting the new needs that have come in sight?’ and this dispute has started especially with the applications becoming prominent in which group spirit shines out. The question ‘with which leadership can new circumstances like innovation be made sustainable?’ has become one of the principal questions. At this point, one of the leadership forms having the ability to be the answer for this kind of questions is the “Shared Leadership” which is expected to contribute especially the innovation-based behaviors of organization members [6].
The analyses of studies regarding leadership reveal that the leadership forms that provide a basis for shared leadership are addressed on three bases [14]:
1. Distributed and dependent leadership; on this basis of leadership, a leadership structure is presented in which leadership applications and tasks are distributed to others at every level in an organizational context rather than hierarchical relationships based on a formal structure.
2. Leadership based on social interaction; leadership is a process which is created together by the leader and his/her followers. It is process that is based on dynamic, versatile and collective applications, and that develops in the context of common interests and goals between members.
3. Learned leadership; in this perspective, leadership is presented as a process that is based on the sharing between individuals and groups, in which leadership is learned and shaped together and that produces positive results. Leadership is a process that is shaped in the context of the development of every member’s communication skills (transparency, trust, conflict management) and other skills (self-awareness, teaching strategies).
The leadership perspectives that take shape in this context are observed to focus on leadership styles like shared leadership, distributed leadership and cooperative leadership which do not highlight the individualism in which current leadership conceptualizations are inclusive of the leadership practice of the group members who have very different qualities in managing the group together [9].
These leadership styles are the styles that ground on mutual interaction rather than central and autocratic decision making processes, on that sense develop based on an interactive process, put forward a cooperative leadership and are collateral in a theoretical regard. Even though these leadership perspectives differ in certain ways, they resemble each other in emphasizing human affairs in organizational life and bringing a social perspective to organizational life [8].
The essential point of distributed leadership is the fact that more than one individual take responsibility at the point of leadership. The leadership responsibilities are divided between different individuals. In shared leadership on the other hand, leadership should be understood as a process that develops between peers and followers. It also does not lay down the fact as a condition that the shared leadership process of every individual gets involved in the process at the formal level [8]. In other words while distributed leadership come in sight based on the distribution of tasks and responsibilities – that take shape in a formal context –between individuals, shared leadership comes into the picture as a process that contains the sharing of leadership rather than dividing the leadership responsibilities which has an informal dimension as well.
Shared leadership is the sharing or distributing of activities in order to provide the functionality of the group. In this sense shared leadership can be described as a dynamic and interactive process in which group members mutually interact in achieving both the group’s goals and the organization’s goals. Therefore it is possible to indicate that the factor that separates shared leadership from the traditional leadership styles based on an individual is that it highlights a process based on interaction rather than the top-down influencing process of status-based leadership. In other words it grounds on horizontal relations. Leadership is divided between individuals rather than an individual who plays the leadership role (quoted from Pearce and Conger by NHS [11]). It is handled as a designed process that aims to achieve the goals of the group or organization which take shape based on the needs that emerge in a contingent context and the competences of its members, and grounds on the sharing of activities between members [2]. In this regard, shared leadership is an interactive leadership process based on mutual interaction in which every member influences another member in order to achieve predetermined goals [8].
As different descriptions in Table 1 suggest, there are some differences in the descriptions made in the context of shared leadership. However it is possible to observe similar descriptions because of the following facts; (1) focusing on leadership process, (2) the way of defining leadership, (3) the sharing or distributing of leadership, (4) dynamics of leadership process and (5) grounding on multiple roles and functions [3].
1.2. The Teacher LeaderIt is possible to indicate that shared leadership has a strong impact on group behaviors, manners, cognition level and performance since it corresponds to a dynamic interactive process between group members [12]. Shared leadership indicates the powerful relationship between learning and teaching due to the fact that it highlights interaction [14]. Schools are the foremost institutions in which the most intense interaction between learning and teaching is experienced. In fact the existence of schools is built on this service. Schools are the organizations that learn more than all other organizations and they are places at which all the participants – teachers, students, managers and parents – can develop their creating and succeeding capacities all the time [7].
Download as
At a traditional school, leadership reveals itself in a practice that
is based on the periodical meetings of managers and the assistant
managers about the procedural processes and things to do. The decisions
made are conveyed to teachers as long as the decisions concern them.
Executives of schools focus more on the processes about the entrance of
resources. They are interested in subjects like whether textbooks have
arrived or not, and which room or which classroom needs which equipment [16].
Nonetheless in a school where shared leadership is effective, all adults be a part of a process that grounds on learning together and continuously, and thus they help every student attain the optimal learning level that they are able to reach. The school executive plays the facilitator role. He/she guides the teachers in developing their effectiveness. For example he/she takes the initiative of the event in which teachers in every community or branch come together at certain intervals. He/she provides that teachers take initiative in structuring the processes of education. In other words every single teacher turns into a leader and contributes the co-creation of the leadership process [16].
Learning should be handled as a process in which all the school community gets involved rather than a process that is given place only in in-classroom activities. In other words schools should be places where decision processes are addressed in a free and open way in order to proactively answer possible changes, educational services are openly conducted and resources are allocated considering every student’s needs. Within this perspective, schools which are expected to be an answer for modern-day needs should have the following qualities [13]:
• An open vision that is supported with a cluster of values that is to guide the process of the shaping of the applications, processes and policies at school,
• A strong focus on student outputs that enrich the teaching and learning applications and at the same time the curriculum,
• Turning into an information-based and professional learning community that grounds on continuous development which provides personal development at a perfect level,
• All stakeholders including teachers, families and also other members of the society playing an active role in developing a powerful cooperation in order to develop and carry a step further the existing potential,
• The existence of a school management that grounds on openness and transparency and takes the responsibility of ensuring accountability in order to guarantee that public funding is utilized appropriately.
It is inevitable to actualize an approach that necessitates every member of the school to play certain roles in creating the school qualities mentioned and making these qualities permanent, and this role-playing should be at the leadership level. The basis should be a school climate that grounds on continuous interaction in the context of shared leadership and therefore grounds on the fact that every member of the school gets involved in the learning process and develop their competence. At this point the concept of teacher leader comes in sight.
Three primary factors, which will enable shared leadership to be invigorated at school where the teacher turns into a leader, should be provided to be clear (quoted from Spillane by Lindahl [10]): (1) distribution of work, (2) joint effort and (3) parallel effort. These factors draw the frame of who undertakes what, what should be the necessary joint performance of community or department teachers and the working process that goes parallel with other communities, departments and the management. In other words, ensuring the school community turning into an integrated structure is emphasized. In this regard it is expected that shared leadership is made functional, in other words the school preserves its qualities and thus keeps pace with the changing process and the teachers who are called the teacher leaders play various roles.
Teachers can contribute the planning stage by providing feedbacks regarding the applications of learning and teaching processes since they are the first hand implementers and followers of these applications. The teacher leaders fulfill their key roles in achieving the targets and the vision of the school with their competences at the expertise level. The teacher leader roles reveal themselves in a quite wide range from contributing the curriculum, being an authority in the meaning of expertise and being a member of school development teams to being a mentor to colleagues who have less experience or who need a mentor, being active researchers and more importantly establishing very strong bonds with the classroom [5].
The teacher leaders can set an example for all their friends and the whole school community, they can play an active role in the monitoring and evaluation processes and they can contribute the planning stage of various applications before they are implemented. There are teacher leader roles that are put forward by different researchers as shown by Table 2 apart from the possible contributions mentioned above originating from teachers in the context of shared leadership [10].
Harris [5]
handled the teacher leader roles in four dimensions with different
aspects, and these roles have been presented from different
perspectives: (1) brokering (2) participative (3) mediating and (4)
collaborative roles [5].
1. Brokering role: This dimension is about the teacher’s role of being able to transfer the developments that emerge in the context of education to in-classroom implementations. This role contains an emphasis to the responsibility of the teacher in the creation of op-portunities of making the maximum use of developments that are to contribute in a school context.
2. Participative role: The second dimension emphasizes the teacher leader role in the con-text of the conversion of every single teacher into a factor of the leadership process with reference to the awareness that every teacher is a part of change and conversion. The teacher leaders help the other colleagues of them on the grounds of possible develop-ments, and they support the implementations that strengthen collaboration. They guide the process of making a joint effort within common goals.
3. Mediating role: The third dimension emphasizes the mediating role of the teacher leader in the enhancing of the school. Teacher leaders are experts in their field and they are one of the most important sources of information at this point. The expertise of outside sources should also be utilized whenever needed.
4. Collaborative role: This dimension contains the roles regarding the development of close relationships between teachers and getting involved in the learning processes that will together and mutually contribute both the personal and professional development based on these relationships.
The school leadership of which teachers are also a part is not effective only in the area bordered by school walls. The school leaders who play roles based on shared leadership also play roles in establishing relationships and developing this collaboration with other schools and communities that surround the school. They share resources and create working opportunities together based on the roles they play in order to strengthen the collaboration. At the same time they contribute the development of a culture that will be influential in producing a social benefit based on responsibility by increasing the role of the school [15].
Ultimately the teacher leadership takes shape at the point of fulfilling the needs of the following three factors: (1) student, (2) school and (3) teaching profession [4]. It produces social benefit in proportion to the contribution of it to these three factors. Its contribution regarding this social benefit necessitates taking various roles in quite different fields. A great variety of teacher leader responsibilities can be gathered under the following fields [4]:
Domain 1 – Creating and developing a collaborative culture that feeds the learning of students and professional development: The teacher leader knows what the learning principles are. He/she contributes the development of a collaborative culture at school based on joint responsibility. Teacher leaders do not abstain from sharing their fund of knowledge with their colleagues on the basis of trust and respect in order to enhance student learning.
Domain 2 – Making research in order to develop implementations of education and student learning and using the research results: Teacher leaders know the ways to reach new information, transfer what they achieve to implementation and develop the teaching and learning processes. It all turns into a continuous learning and teaching process.
Domain 3 – Continuing professional learning for continuous development: The teacher leaders are aware of the teaching and learning processes, the existing and new technologies and the development and change in the nature of school community. He/she uses the funds of knowledge that constitute the base for this awareness in designing, maintaining and facilitating the professional learning that centers the school development. In this regard, the teacher leader fulfills the following responsibilities:
Domain 4 – Facilitating education and learning processes: The teacher leader has deep knowledge in the context of teaching and learning processes. He/she uses this fund of knowledge in the development of learning competences of his/her colleagues. As a constant learner, he/she turns into a model in the development of students and reveals this with his/her implementations. He/she works collaboratively with his/her colleagues in the context of shared vision, mission and goals.
Domain 5 – Gathering information to contribute the development of the school and the school environment, using the evaluation data acquired as a result of this information and making this process periodical: The teacher leaders are informed about current classroom and school-based researches and they have the competency of developing and choosing the appropriate assessment methods. They share all their information with their colleagues in order to enrich the learning processes of students and develop collaboration with their colleagues. They make an effort to contribute the development of the school and its environment.
Domain 6 – Collaborating with families and other communities and developing this process: The teacher leaders are aware of the important impact of families, communities and different cultures on educational process and student learning. They work with colleagues, families, business leaders, community leaders and other stakeholders to make a systematic collaboration permanent in order to contribute the development of the system of education and create opportunities in the context of student learning.
Domain 7 – Defending and supporting student learning and teaching profession: The teacher leader is aware of the effect levels and who the school executives, law-makers and other stakeholders are to have an impact on the formulation of educational policies the local and national levels. He/she uses his/her fund of knowledge in developing teaching processes and raising student learning level on a basis that considers student needs. As a member of this school community, he/she reveals his/her fund of knowledge in educational and professional implementations.
In this research, the main purpose is that teachers put forward their views in the context of the responsibilities they incur in the presence of the existing change and conversion at schools, and assess these views within the teacher leader perspective in the context of shared leadership that falls into the platform of collective leadership. Thus, in this research it is targeted to find out what the responsibilities of teachers are what kind of a role they play in the context of change and conversion, their views about their position in the school organization and the sufficiency of this position.
2.1. The Study GroupThe study group of this research consists of 30 teachers from various fields who work in public schools in the 2014-2015 academic year. In the sense of demographic features, the participants are as follows:
2.2. Data Collection MethodIndividual interview is used as the
data collection tool. The opinions of teachers are taken by having
face-to-face interviews. An interview form is prepared in order to
describe the opinions of teachers regarding the teacher leader
responsibilities.
2.3. Analysis of the DataAll the recorded interviews are transferred into the written form. Content analysis is utilized in the research in order to resolve the data acquired by the interview and for that purpose NVIVO 10 program is used. The answers given to questions are analyzed by the researcher and the codes that emerge as a result of these analyses are interpreted in the Findings and Discussion part in the context of themes.
1. Teacher Opinions in the Context of Student Learning
The analysis of the participants’ opinions regarding student learning
reveals that the participants show different approaches. However it is
expressed that altruist approaches are more frequently adopted which
centers the student in ensuring student learning. Apart from that,
providing self-discipline and using reward-punishment methods are also
factors that are frequently expressed:
“I pay attention to the fact that the technique I will choose definitely coincides with the readiness level of the student and fits the competence and ability of the student. I mostly choose individual-based ways of learning. I think that every student has different kind of intelligence and therefore I try to perform education in accordance with the student’s own interests and skills (P 26)”.
“First of all, the student has to gain acceptance by his/her teacher unconditionally. When the student knows that he/she is liked, he/she has more self-confidence. As a teacher, I think the first thing that should be done as teachers is to like our students and make them feel this. The student exploring knowledge and being active in lectures facilitate learning. Teachers have to assign tasks to students in in-classroom activities (P 14)”.
2. Teacher Opinions in the Context of Career Development
The participants whose opinions are taken expressed that they develop
a dialogue with their colleagues generally with the intent of
transferring experiences and exchanging ideas. Apart from that, they put
into words the options of following periodicals and in-service training
as well:
“Certainly, participation to meetings like seminars which is to contribute teacher development has to be encouraged in the first place. Teachers will participate if there is encouragement, otherwise there will be limited participation. In these meetings, for example the exchange of ideas even in a county group meeting allows us to make a situation assessment (P 9)”.
“In order to be able to be a qualified teacher, I get information about students’ development and readiness. I also improve myself in the following subjects: ‘which methods and techniques I have to use for which students, and how the development features of students should be considered in the learning-teaching processes’. For these purposes, I constantly make researches and read therefore I renew myself” (P 15).
3. Teacher Opinions in the Context of Organizational Change
Teachers’ opinions were taken in the participation to decision-making
processes, problem solving and conflict management in the context of
organizational change, and they expressed that they mostly contribute in
terms of ideas. They also stated that they stay out of processes and at
that point they are ineffective:
“I can play roles that fall into my job description in solving problems of the school. It is not possible that we take part in administrative issues. I certainly express my ideas in cases like school executives using communication methods while managing the school. I think this is the right thing to do (P 17)”.
“I prefer to remain silent in cases of conflict. I don’t think that I have much effect on decision processes. I try to solve the problems of the school on my own and within my power. As much as I can solve… (P 20).
4. Teacher Opinions in the Context of Environmental Development and Stakeholder Relations
The participants whose opinions are taken in the context of
contribution to environmental change and communication with stakeholders
put forth their opinions at these points: ‘being a role model with
their behaviors, creating activity fields like theater, seminars, etc.
and collaborating in every respect’.
“The teacher should not be a person who is not only taken as an example by a school but the whole society. He/she should set an example for everybody with his/her behaviors, patience and also with his/her unconditional love for his/her students. He/she should set an example so that the generations he/she raises contribute first to their environment and then to the development of their country as positive youngsters (P 25)”.
“The teacher should increase the collaboration with families for the development of the school and its environment. In this way, we have more contribution to the development of the education of the school apart from its visual development. If I wanted to develop my school, the greatest amount of money I would spend on would be the library and so it would be the most beautiful part of the school. I would try to make a big, perfect library by using all the resources even if the school itself was dilapidated. By doing that, I would produce a project that the students would come and study with pleasure and therefore that would be a project that would not develop the school from outside but from inside. Naturally, the students raised from that school would contribute the development of the school the most (P 6)”.
5. Teacher Opinions in the Context of Education Policies
Download as
The participants – whose opinions are received in the context of the
roles played in determining the education policies and implementing them
– generally stated that they do not have an effect at this point. Apart
from that, they presented the view that they play the role of
pioneering the contributions and implementations at the intellectual
level:
“The teacher has a role in which he/she contributes the development of students, sets an example for them, he/she is a leader, he/she has high level of knowledge in his/her profession, he/she motivates the students and builds the future by knowing the power of his/her profession (P 15)”.
“What kind of a role should the teacher play in the changes that have been taking place in the field of education? In this system at the present time, our role is to pretend to be a teacher. The teacher is not a teacher anymore; he/she is a puppet. I think the teacher has lost his/her old prestige and value. Even a five-year-old kid says ‘he/she is only a teacher’. It is not possible that we play a part in the recent changes because some people build things then bring them down and please themselves. I think the decisions and suggestions of outsiders – who are not in education – cannot improve education; on the contrary they create chaos (P 19)”.
“The teacher should follow and research changes. After he/she comprehends and internalizes the logic of this change, he/she should develop approaches in order to realize the purpose. The implementer of this change is the teacher. However in order for the teacher to be able to internalize these changes, these changes – to a certain extent – should be accordant with the teacher’s logic (P 27)”.
The analysis of the opinions of participants in the context of student learning reveals that the altruist approach that centers students in providing student learning and developing it is expressed more. Apart from that, efforts providing learning through experience, reward-punishment and creating self-discipline are other approaches that are stated in providing student learning. The findings reveal that there is more emphasis on individual efforts. The efforts that are in the direction of developing collaborative methods that ground on doing teamwork with colleagues in the context of student learning were not put into words. Apart from that, ETS [4] presented the view that one of the teacher leader responsibilities in the context of student learning should be in the direction of creating a school culture that supports collaboration. The analysis of the opinions reveals that the efforts for student learning are limited to in-classroom activities.
The analysis of the participants’ opinions in the context of career development reveals that this kind of efforts develop based on following periodicals, reading books, experience sharing and exchange of ideas. These data can be assessed parallel to idea and experience sharing, basic participation and collaboration roles which are the trivets of teacher leadership introduced by Harris and Mujis [5]. Nonetheless, when the approach that is presented based on designing, sharing with others and continuing learning in the context of career development is used as base, it is possible to state that the participants are contented with more daily efforts and they do not develop a strategic approach in professional learning.
The opinions expressed in the sense of career development also coincide with role playing factors of contribution with ideas, problem solving and being constructive that are expressed at the point of contribution to organizational change. The other clearly expressed view in contributing organizational change is the one that can be explained as ‘not contributing organizational change or remaining passive in organizational change processes’, in other words ‘being inactive’. Considering the positive relationship between shared leadership, teamwork and innovativeness in the research made by Hoch [6], this finding can be interpreted as the participants playing a limited role as a teacher leader in being the dynamics of organizational change.
It is possible to observe that the participants – whose opinions are asked in the context of contribution to environmental change and relationships with stakeholders – expressed these factors: setting an example with behaviors, creating fields of activity like theater or exhibition, collaborating in problem solving and including stakeholders to decision-making processes. The criterion of setting an example for the whole school community that Lindahl [10] stated and being a role model with behaviors which is expressed in teacher opinions coincide with each other in the context of teacher leadership. It is possible to observe that the efforts made are limited to individual sacrifice rather than a systematic approach. Therefore it is not possible to indicate that this case exactly meets the criterion that is explained by the argument of providing a systematic contribution to the development of the school and its environment which was presented by ETS [4].
Harris and Mujis [5] presented the teacher leadership roles as being consultants in contributing the curriculum and being experts in generating education policies. Apart from that, Schleicher [15] explained the role of the teacher leader as contributing by increasing the role of the school in developing a culture that will be effective in producing social benefit based on responsibility. In addition, ETS [4] explains the teacher leader as the individual who takes an active part in education policies and at this point contributes the development of the system of education. In the light of these assessments, the roles of the participants are asked and the expressions of the vast majority point that they do not play a role. Apart from that, the expressions become prominent in which they play the roles of watching the process and implementing the results. In this sense, it is possible to state that the participants who express that they do not have an effect on determining education policies based on teacher leadership do not play any part as teacher leaders.
In order for the shared leadership which shines out with its informal participation dimension and the teacher leadership which is the reflection of shared leadership in education to make sense practically, the existence of the following factors is necessary: (1) the existence of a set of values that will support the practice of teacher leadership, (2) a vision that has a guidance role in shaping and implementing education policies and also encourages active participation, (3) a systematic network of communication in which teachers and families play an active role, that includes the other members of the society and that will provide all the stakeholders develop a powerful collaboration, (4) an administration that includes local dynamics to decision processes while stretching the understanding of centralized administration and (5) a transparent structure that ensures the maximum usage of all kinds of resources in actualizing education targets.
from : http://pubs.sciepub.com/education/3/8/13/
1Marmara University, Atatürk Faculty of Education, İstanbul, Turkey
2Teacher, Istanbul, Turkey
Abstract
In this research, the main purpose is that teachers put forward their views in the context of the responsibilities they incur in the presence of the existing change and conversion at schools, and assess these views within the teacher leader perspective in the context of shared leadership. Thus, in this research the responsibilities of teachers, what kind of a role they play in the context of change and conversion, their views about their position in the school organization and the sufficiency of this position are the points that are targeted to be found out. In this study, qualitative data collection design is used in accordance with the purpose of receiving the opinions of teachers regarding the teacher leader responsibilities in the context of shared leadership. The study group of this research consists of 30 teachers from various fields who work in public schools in the 2014-2015 academic year. The data acquired from the opinions of participant teachers are evaluated in the context of five different themes: (1) Student learning, (2) Career development, (3) Organizational change, (4) Environmental change and (5) Education policies. The analysis of the opinions of participants in the context of student learning reveals that the altruist approach that centers students in providing student learning and developing it is expressed more. The analysis of the participants’ opinions in the context of career development reveals that this kind of efforts develop based on following periodicals, reading books, experience sharing and exchange of ideas.
Keywords: shared leadership, teacher leader, student learning and organizational change
Received July 10, 2015; Revised July 27, 2015; Accepted July 29, 2015
Copyright © 2015 Science and Education Publishing. All Rights Reserved.
Received July 10, 2015; Revised July 27, 2015; Accepted July 29, 2015
Copyright © 2015 Science and Education Publishing. All Rights Reserved.
Cite this article:
- Münevver Çetin, Sıtar Keser. The Teacher Leader in Context of Shared Leadership in Public Schools. American Journal of Educational Research. Vol. 3, No. 8, 2015, pp 1027-1035. http://pubs.sciepub.com/education/3/8/13
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1. Introduction
The complex structure of our age deeply affects our whole life, and causes us to be exposed to different types of stimulants at different levels thousands of times in our daily routine. This diversifies our personal needs and also our expectations that come along based on these needs. Different expectations of different individuals become partners on the social ground and personal expectations turn into social demand. In our age in which sociability and individuality intertwine, the organizations that emerge with the claim to satisfy these expectations and that are fed sometimes with public funding and sometimes with private enterprise find the opportunity to survive as long as they sustain their claim to satisfy these expectations; the other organizations on the other hand disappear off the face of the earth due to the inability to be the answer for these expectations. At this point, the question ‘what kind of an organizational structure can survive?’ confronts us. In other words the question ‘what kind of an organizational structure can be the answer for the expectations?’ confronts us.Because of the complex structure of the age, it is unlikely to expect the old hierarchical and vertical structuring of the old times to meet the social demands of the age. At this point, the organizational models of which the specific weight of every single element that is based on horizontal relationships shine out, and also the organizational models in which the power in total becomes important come to the forefront. The organizational models of which every member incurs responsibility and brings his/her personal expectations – that make the existence of them important at formal and informal levels – in conformity with organizational goals come up with the claim of satisfying the social and individual expectations of the age. Within the scope of shared leadership styles, leadership is addressed in a collective context, every member of it has a perception based on this reality and team works turn into active elements of leadership, and therefore shared leadership styles make possible the organizational models that aim to meet the social expectations mentioned above.
The first and foremost place that the diversity of social demands is most intensely felt is the educational institutions. This diversity of social demands increases the number and diversity of individuals and communities that schools deal with. This diversity also increases and diversifies the responsibilities that every factor of educational institutions – primarily schools – assumes and has to assume. That is why the shared leadership models that develop in the context of collective leadership turn into important mechanisms for schools with regards to being the answer of expectations. The shared leadership applications that take shape in this sense go beyond the leadership spiral that is defined in the formal dimension and pave the way for turning every teacher into teacher leader on an informal basis which also includes the formal basis.
1.1. Shared LeadershipThe most common problem in the group works of organizations is the ‘how should the group leadership be?’ problem. A versatile leadership style that is to reveal the competences and skills of every single group member at a maximum level and therefore increase the performance and efficiency of the group has become important. Creating an organizational climate in which all the members can transfer their skills, funds of knowledge and experiences to the extent that the organization needs them, in other words every single member is a “leader” to the extent that the organization needs that leadership will be important in making the group spirit functional [1].
A recent dispute is about the question ‘which forms of management will be adequate in meeting the new needs that have come in sight?’ and this dispute has started especially with the applications becoming prominent in which group spirit shines out. The question ‘with which leadership can new circumstances like innovation be made sustainable?’ has become one of the principal questions. At this point, one of the leadership forms having the ability to be the answer for this kind of questions is the “Shared Leadership” which is expected to contribute especially the innovation-based behaviors of organization members [6].
The analyses of studies regarding leadership reveal that the leadership forms that provide a basis for shared leadership are addressed on three bases [14]:
1. Distributed and dependent leadership; on this basis of leadership, a leadership structure is presented in which leadership applications and tasks are distributed to others at every level in an organizational context rather than hierarchical relationships based on a formal structure.
2. Leadership based on social interaction; leadership is a process which is created together by the leader and his/her followers. It is process that is based on dynamic, versatile and collective applications, and that develops in the context of common interests and goals between members.
3. Learned leadership; in this perspective, leadership is presented as a process that is based on the sharing between individuals and groups, in which leadership is learned and shaped together and that produces positive results. Leadership is a process that is shaped in the context of the development of every member’s communication skills (transparency, trust, conflict management) and other skills (self-awareness, teaching strategies).
The leadership perspectives that take shape in this context are observed to focus on leadership styles like shared leadership, distributed leadership and cooperative leadership which do not highlight the individualism in which current leadership conceptualizations are inclusive of the leadership practice of the group members who have very different qualities in managing the group together [9].
These leadership styles are the styles that ground on mutual interaction rather than central and autocratic decision making processes, on that sense develop based on an interactive process, put forward a cooperative leadership and are collateral in a theoretical regard. Even though these leadership perspectives differ in certain ways, they resemble each other in emphasizing human affairs in organizational life and bringing a social perspective to organizational life [8].
The essential point of distributed leadership is the fact that more than one individual take responsibility at the point of leadership. The leadership responsibilities are divided between different individuals. In shared leadership on the other hand, leadership should be understood as a process that develops between peers and followers. It also does not lay down the fact as a condition that the shared leadership process of every individual gets involved in the process at the formal level [8]. In other words while distributed leadership come in sight based on the distribution of tasks and responsibilities – that take shape in a formal context –between individuals, shared leadership comes into the picture as a process that contains the sharing of leadership rather than dividing the leadership responsibilities which has an informal dimension as well.
Shared leadership is the sharing or distributing of activities in order to provide the functionality of the group. In this sense shared leadership can be described as a dynamic and interactive process in which group members mutually interact in achieving both the group’s goals and the organization’s goals. Therefore it is possible to indicate that the factor that separates shared leadership from the traditional leadership styles based on an individual is that it highlights a process based on interaction rather than the top-down influencing process of status-based leadership. In other words it grounds on horizontal relations. Leadership is divided between individuals rather than an individual who plays the leadership role (quoted from Pearce and Conger by NHS [11]). It is handled as a designed process that aims to achieve the goals of the group or organization which take shape based on the needs that emerge in a contingent context and the competences of its members, and grounds on the sharing of activities between members [2]. In this regard, shared leadership is an interactive leadership process based on mutual interaction in which every member influences another member in order to achieve predetermined goals [8].
As different descriptions in Table 1 suggest, there are some differences in the descriptions made in the context of shared leadership. However it is possible to observe similar descriptions because of the following facts; (1) focusing on leadership process, (2) the way of defining leadership, (3) the sharing or distributing of leadership, (4) dynamics of leadership process and (5) grounding on multiple roles and functions [3].
1.2. The Teacher LeaderIt is possible to indicate that shared leadership has a strong impact on group behaviors, manners, cognition level and performance since it corresponds to a dynamic interactive process between group members [12]. Shared leadership indicates the powerful relationship between learning and teaching due to the fact that it highlights interaction [14]. Schools are the foremost institutions in which the most intense interaction between learning and teaching is experienced. In fact the existence of schools is built on this service. Schools are the organizations that learn more than all other organizations and they are places at which all the participants – teachers, students, managers and parents – can develop their creating and succeeding capacities all the time [7].
Nonetheless in a school where shared leadership is effective, all adults be a part of a process that grounds on learning together and continuously, and thus they help every student attain the optimal learning level that they are able to reach. The school executive plays the facilitator role. He/she guides the teachers in developing their effectiveness. For example he/she takes the initiative of the event in which teachers in every community or branch come together at certain intervals. He/she provides that teachers take initiative in structuring the processes of education. In other words every single teacher turns into a leader and contributes the co-creation of the leadership process [16].
Learning should be handled as a process in which all the school community gets involved rather than a process that is given place only in in-classroom activities. In other words schools should be places where decision processes are addressed in a free and open way in order to proactively answer possible changes, educational services are openly conducted and resources are allocated considering every student’s needs. Within this perspective, schools which are expected to be an answer for modern-day needs should have the following qualities [13]:
• An open vision that is supported with a cluster of values that is to guide the process of the shaping of the applications, processes and policies at school,
• A strong focus on student outputs that enrich the teaching and learning applications and at the same time the curriculum,
• Turning into an information-based and professional learning community that grounds on continuous development which provides personal development at a perfect level,
• All stakeholders including teachers, families and also other members of the society playing an active role in developing a powerful cooperation in order to develop and carry a step further the existing potential,
• The existence of a school management that grounds on openness and transparency and takes the responsibility of ensuring accountability in order to guarantee that public funding is utilized appropriately.
It is inevitable to actualize an approach that necessitates every member of the school to play certain roles in creating the school qualities mentioned and making these qualities permanent, and this role-playing should be at the leadership level. The basis should be a school climate that grounds on continuous interaction in the context of shared leadership and therefore grounds on the fact that every member of the school gets involved in the learning process and develop their competence. At this point the concept of teacher leader comes in sight.
Three primary factors, which will enable shared leadership to be invigorated at school where the teacher turns into a leader, should be provided to be clear (quoted from Spillane by Lindahl [10]): (1) distribution of work, (2) joint effort and (3) parallel effort. These factors draw the frame of who undertakes what, what should be the necessary joint performance of community or department teachers and the working process that goes parallel with other communities, departments and the management. In other words, ensuring the school community turning into an integrated structure is emphasized. In this regard it is expected that shared leadership is made functional, in other words the school preserves its qualities and thus keeps pace with the changing process and the teachers who are called the teacher leaders play various roles.
Teachers can contribute the planning stage by providing feedbacks regarding the applications of learning and teaching processes since they are the first hand implementers and followers of these applications. The teacher leaders fulfill their key roles in achieving the targets and the vision of the school with their competences at the expertise level. The teacher leader roles reveal themselves in a quite wide range from contributing the curriculum, being an authority in the meaning of expertise and being a member of school development teams to being a mentor to colleagues who have less experience or who need a mentor, being active researchers and more importantly establishing very strong bonds with the classroom [5].
The teacher leaders can set an example for all their friends and the whole school community, they can play an active role in the monitoring and evaluation processes and they can contribute the planning stage of various applications before they are implemented. There are teacher leader roles that are put forward by different researchers as shown by Table 2 apart from the possible contributions mentioned above originating from teachers in the context of shared leadership [10].
1. Brokering role: This dimension is about the teacher’s role of being able to transfer the developments that emerge in the context of education to in-classroom implementations. This role contains an emphasis to the responsibility of the teacher in the creation of op-portunities of making the maximum use of developments that are to contribute in a school context.
2. Participative role: The second dimension emphasizes the teacher leader role in the con-text of the conversion of every single teacher into a factor of the leadership process with reference to the awareness that every teacher is a part of change and conversion. The teacher leaders help the other colleagues of them on the grounds of possible develop-ments, and they support the implementations that strengthen collaboration. They guide the process of making a joint effort within common goals.
3. Mediating role: The third dimension emphasizes the mediating role of the teacher leader in the enhancing of the school. Teacher leaders are experts in their field and they are one of the most important sources of information at this point. The expertise of outside sources should also be utilized whenever needed.
4. Collaborative role: This dimension contains the roles regarding the development of close relationships between teachers and getting involved in the learning processes that will together and mutually contribute both the personal and professional development based on these relationships.
The school leadership of which teachers are also a part is not effective only in the area bordered by school walls. The school leaders who play roles based on shared leadership also play roles in establishing relationships and developing this collaboration with other schools and communities that surround the school. They share resources and create working opportunities together based on the roles they play in order to strengthen the collaboration. At the same time they contribute the development of a culture that will be influential in producing a social benefit based on responsibility by increasing the role of the school [15].
Ultimately the teacher leadership takes shape at the point of fulfilling the needs of the following three factors: (1) student, (2) school and (3) teaching profession [4]. It produces social benefit in proportion to the contribution of it to these three factors. Its contribution regarding this social benefit necessitates taking various roles in quite different fields. A great variety of teacher leader responsibilities can be gathered under the following fields [4]:
Domain 1 – Creating and developing a collaborative culture that feeds the learning of students and professional development: The teacher leader knows what the learning principles are. He/she contributes the development of a collaborative culture at school based on joint responsibility. Teacher leaders do not abstain from sharing their fund of knowledge with their colleagues on the basis of trust and respect in order to enhance student learning.
Domain 2 – Making research in order to develop implementations of education and student learning and using the research results: Teacher leaders know the ways to reach new information, transfer what they achieve to implementation and develop the teaching and learning processes. It all turns into a continuous learning and teaching process.
Domain 3 – Continuing professional learning for continuous development: The teacher leaders are aware of the teaching and learning processes, the existing and new technologies and the development and change in the nature of school community. He/she uses the funds of knowledge that constitute the base for this awareness in designing, maintaining and facilitating the professional learning that centers the school development. In this regard, the teacher leader fulfills the following responsibilities:
Domain 4 – Facilitating education and learning processes: The teacher leader has deep knowledge in the context of teaching and learning processes. He/she uses this fund of knowledge in the development of learning competences of his/her colleagues. As a constant learner, he/she turns into a model in the development of students and reveals this with his/her implementations. He/she works collaboratively with his/her colleagues in the context of shared vision, mission and goals.
Domain 5 – Gathering information to contribute the development of the school and the school environment, using the evaluation data acquired as a result of this information and making this process periodical: The teacher leaders are informed about current classroom and school-based researches and they have the competency of developing and choosing the appropriate assessment methods. They share all their information with their colleagues in order to enrich the learning processes of students and develop collaboration with their colleagues. They make an effort to contribute the development of the school and its environment.
Domain 6 – Collaborating with families and other communities and developing this process: The teacher leaders are aware of the important impact of families, communities and different cultures on educational process and student learning. They work with colleagues, families, business leaders, community leaders and other stakeholders to make a systematic collaboration permanent in order to contribute the development of the system of education and create opportunities in the context of student learning.
Domain 7 – Defending and supporting student learning and teaching profession: The teacher leader is aware of the effect levels and who the school executives, law-makers and other stakeholders are to have an impact on the formulation of educational policies the local and national levels. He/she uses his/her fund of knowledge in developing teaching processes and raising student learning level on a basis that considers student needs. As a member of this school community, he/she reveals his/her fund of knowledge in educational and professional implementations.
In this research, the main purpose is that teachers put forward their views in the context of the responsibilities they incur in the presence of the existing change and conversion at schools, and assess these views within the teacher leader perspective in the context of shared leadership that falls into the platform of collective leadership. Thus, in this research it is targeted to find out what the responsibilities of teachers are what kind of a role they play in the context of change and conversion, their views about their position in the school organization and the sufficiency of this position.
2. Methodology
In this study, qualitative data collection design is used in accordance with the purpose of receiving the opinions of teachers regarding the teacher leader responsibilities in the context of shared leadership.2.1. The Study GroupThe study group of this research consists of 30 teachers from various fields who work in public schools in the 2014-2015 academic year. In the sense of demographic features, the participants are as follows:
2.3. Analysis of the DataAll the recorded interviews are transferred into the written form. Content analysis is utilized in the research in order to resolve the data acquired by the interview and for that purpose NVIVO 10 program is used. The answers given to questions are analyzed by the researcher and the codes that emerge as a result of these analyses are interpreted in the Findings and Discussion part in the context of themes.
3. Findings
The data acquired from the statements of the participants whose opinions regarding the teacher leader roles in the context of shared leadership are asked are analyzed under the following themes: (1) Student learning, (2) career development, (3) organizational change, (4) environmental change and (5) educational policies.1. Teacher Opinions in the Context of Student Learning
“I pay attention to the fact that the technique I will choose definitely coincides with the readiness level of the student and fits the competence and ability of the student. I mostly choose individual-based ways of learning. I think that every student has different kind of intelligence and therefore I try to perform education in accordance with the student’s own interests and skills (P 26)”.
“First of all, the student has to gain acceptance by his/her teacher unconditionally. When the student knows that he/she is liked, he/she has more self-confidence. As a teacher, I think the first thing that should be done as teachers is to like our students and make them feel this. The student exploring knowledge and being active in lectures facilitate learning. Teachers have to assign tasks to students in in-classroom activities (P 14)”.
2. Teacher Opinions in the Context of Career Development
“Certainly, participation to meetings like seminars which is to contribute teacher development has to be encouraged in the first place. Teachers will participate if there is encouragement, otherwise there will be limited participation. In these meetings, for example the exchange of ideas even in a county group meeting allows us to make a situation assessment (P 9)”.
“In order to be able to be a qualified teacher, I get information about students’ development and readiness. I also improve myself in the following subjects: ‘which methods and techniques I have to use for which students, and how the development features of students should be considered in the learning-teaching processes’. For these purposes, I constantly make researches and read therefore I renew myself” (P 15).
3. Teacher Opinions in the Context of Organizational Change
“I can play roles that fall into my job description in solving problems of the school. It is not possible that we take part in administrative issues. I certainly express my ideas in cases like school executives using communication methods while managing the school. I think this is the right thing to do (P 17)”.
“I prefer to remain silent in cases of conflict. I don’t think that I have much effect on decision processes. I try to solve the problems of the school on my own and within my power. As much as I can solve… (P 20).
4. Teacher Opinions in the Context of Environmental Development and Stakeholder Relations
“The teacher should not be a person who is not only taken as an example by a school but the whole society. He/she should set an example for everybody with his/her behaviors, patience and also with his/her unconditional love for his/her students. He/she should set an example so that the generations he/she raises contribute first to their environment and then to the development of their country as positive youngsters (P 25)”.
“The teacher should increase the collaboration with families for the development of the school and its environment. In this way, we have more contribution to the development of the education of the school apart from its visual development. If I wanted to develop my school, the greatest amount of money I would spend on would be the library and so it would be the most beautiful part of the school. I would try to make a big, perfect library by using all the resources even if the school itself was dilapidated. By doing that, I would produce a project that the students would come and study with pleasure and therefore that would be a project that would not develop the school from outside but from inside. Naturally, the students raised from that school would contribute the development of the school the most (P 6)”.
5. Teacher Opinions in the Context of Education Policies
“The teacher has a role in which he/she contributes the development of students, sets an example for them, he/she is a leader, he/she has high level of knowledge in his/her profession, he/she motivates the students and builds the future by knowing the power of his/her profession (P 15)”.
“What kind of a role should the teacher play in the changes that have been taking place in the field of education? In this system at the present time, our role is to pretend to be a teacher. The teacher is not a teacher anymore; he/she is a puppet. I think the teacher has lost his/her old prestige and value. Even a five-year-old kid says ‘he/she is only a teacher’. It is not possible that we play a part in the recent changes because some people build things then bring them down and please themselves. I think the decisions and suggestions of outsiders – who are not in education – cannot improve education; on the contrary they create chaos (P 19)”.
“The teacher should follow and research changes. After he/she comprehends and internalizes the logic of this change, he/she should develop approaches in order to realize the purpose. The implementer of this change is the teacher. However in order for the teacher to be able to internalize these changes, these changes – to a certain extent – should be accordant with the teacher’s logic (P 27)”.
4. Conclusion and Discussion
The data acquired from the opinions of participant teachers are evaluated in the context of five different themes: (1) Student learning, (2) Career development, (3) Organizational change, (4) Environmental change and (5) Education policies. The data acquired from opinions in the context of these themes based on shared leadership are analyzed.The analysis of the opinions of participants in the context of student learning reveals that the altruist approach that centers students in providing student learning and developing it is expressed more. Apart from that, efforts providing learning through experience, reward-punishment and creating self-discipline are other approaches that are stated in providing student learning. The findings reveal that there is more emphasis on individual efforts. The efforts that are in the direction of developing collaborative methods that ground on doing teamwork with colleagues in the context of student learning were not put into words. Apart from that, ETS [4] presented the view that one of the teacher leader responsibilities in the context of student learning should be in the direction of creating a school culture that supports collaboration. The analysis of the opinions reveals that the efforts for student learning are limited to in-classroom activities.
The analysis of the participants’ opinions in the context of career development reveals that this kind of efforts develop based on following periodicals, reading books, experience sharing and exchange of ideas. These data can be assessed parallel to idea and experience sharing, basic participation and collaboration roles which are the trivets of teacher leadership introduced by Harris and Mujis [5]. Nonetheless, when the approach that is presented based on designing, sharing with others and continuing learning in the context of career development is used as base, it is possible to state that the participants are contented with more daily efforts and they do not develop a strategic approach in professional learning.
The opinions expressed in the sense of career development also coincide with role playing factors of contribution with ideas, problem solving and being constructive that are expressed at the point of contribution to organizational change. The other clearly expressed view in contributing organizational change is the one that can be explained as ‘not contributing organizational change or remaining passive in organizational change processes’, in other words ‘being inactive’. Considering the positive relationship between shared leadership, teamwork and innovativeness in the research made by Hoch [6], this finding can be interpreted as the participants playing a limited role as a teacher leader in being the dynamics of organizational change.
It is possible to observe that the participants – whose opinions are asked in the context of contribution to environmental change and relationships with stakeholders – expressed these factors: setting an example with behaviors, creating fields of activity like theater or exhibition, collaborating in problem solving and including stakeholders to decision-making processes. The criterion of setting an example for the whole school community that Lindahl [10] stated and being a role model with behaviors which is expressed in teacher opinions coincide with each other in the context of teacher leadership. It is possible to observe that the efforts made are limited to individual sacrifice rather than a systematic approach. Therefore it is not possible to indicate that this case exactly meets the criterion that is explained by the argument of providing a systematic contribution to the development of the school and its environment which was presented by ETS [4].
Harris and Mujis [5] presented the teacher leadership roles as being consultants in contributing the curriculum and being experts in generating education policies. Apart from that, Schleicher [15] explained the role of the teacher leader as contributing by increasing the role of the school in developing a culture that will be effective in producing social benefit based on responsibility. In addition, ETS [4] explains the teacher leader as the individual who takes an active part in education policies and at this point contributes the development of the system of education. In the light of these assessments, the roles of the participants are asked and the expressions of the vast majority point that they do not play a role. Apart from that, the expressions become prominent in which they play the roles of watching the process and implementing the results. In this sense, it is possible to state that the participants who express that they do not have an effect on determining education policies based on teacher leadership do not play any part as teacher leaders.
In order for the shared leadership which shines out with its informal participation dimension and the teacher leadership which is the reflection of shared leadership in education to make sense practically, the existence of the following factors is necessary: (1) the existence of a set of values that will support the practice of teacher leadership, (2) a vision that has a guidance role in shaping and implementing education policies and also encourages active participation, (3) a systematic network of communication in which teachers and families play an active role, that includes the other members of the society and that will provide all the stakeholders develop a powerful collaboration, (4) an administration that includes local dynamics to decision processes while stretching the understanding of centralized administration and (5) a transparent structure that ensures the maximum usage of all kinds of resources in actualizing education targets.
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